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Name of Respondent(s) Date Type of Action File Number
Accusure Corporation,
Ken Beckwith Management,
A.K.A. Exsurion Corporation,
Kenneth Beckwith
October 07, 2014 Final Order Of Prohibition 1400101
Jon V. Cherry October 10, 2014 Order Of Dismissal 1400312
Aero Financial October 15, 2014 Consent Order Of Prohibition 1200101
Jonathan S. Nelson,
Illinois Agricultural And Financial Trading
October 16, 2014 Order Of Prohibition 1300368
Majeed Ekbal October 16, 2014 Temporary Order Of Prohibition 1400362
Jonathan S. Nelson,
Illinois Agricultural And Financial Trading
October 17, 2014 Temporary Order Of Prohibition 1300368
Daniel Zakon October 17, 2014 Consent Order Of Prohibition 1000023
Dennis E. Kagel October 17, 2014 Notice Of Hearing 1300300
James J. Mcatee October 20, 2014 Notice Of Hearing 1200385
Lpl Financial L.L.C.,
F/K/A Lpl Financial Corporation
October 31, 2014 Consent Order 1200385
Lpl Financial L.L.C.,
F/K/A Lpl Financial Corporation
October 31, 2014 Notice Of Hearing 1200385

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