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Name of Respondent(s) Date Type of Action File Number
Beard Financial Services Inc. November 04, 2016 Notice Of Hearing 1600699
Beard Financial Services Inc. November 04, 2016 Consent Order 1600699
Delores J. Mosier,
D.J. Mosier And Associates Inc.,
D.J. Mosier Financial Servies Inc.,
Dlr Development L.L.C.,
Dlr (Can) L.L.C.
November 14, 2016 Consent Order Of Prohibition 1200339
Dennis E. Kagel November 14, 2016 Consent Order Of Censure 1300300
Sanomedics Inc.,
David C. Langle
November 15, 2016 Temporary Order Of Prohibition 1500389
John Julius Paciorek November 15, 2016 Order Of Dismissal 1600134
Scott Goldstein,
European Assets Inc.
November 15, 2016 Final Order 1200026
Barry Elkes November 17, 2016 Order Of Prohibition 1100456
Royal Leisure International Inc.,
Mygolddesk.Com,
Carlos Ramirez,
Jorge Perez
November 21, 2016 Temporary Order Of Prohibition 1500228
Douglas Mcconnell November 29, 2016 Notice Of Hearing 1600252
Roux Holdings L.L.C.,
Donald Heidrich
November 30, 2016 Consent Order Of Prohibition 1400187

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