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Name of Respondent(s) Date Type of Action File Number
Jackson Hewitt,
M And M Tax Service,
Michael A. Mazzulla
November 03, 2014 Temporary Order Of Prohibition 1400269
Armared Dragon Inc.,
Ken E. Stearns,
Scott M. Salbeck
November 05, 2014 Notice Of Hearing 1300329
Maradu Asset Management L.L.C.,
Xyfin L.L.C.,
Maradia Commodities I L.L.C.,
Thomas R. Duensing,
Willem Marais,
Eduan Naude
November 05, 2014 Temporary Order Of Suspension And Prohibition 1400198
Peter R. Briggs November 05, 2014 Notice Of Hearing 1400090
Richard F. Beston,
John W. Branch,
Brian Pebley,
Ten X Holdings L.L.C.,
Rainmaker Securities L.L.C.
November 05, 2014 Notice Of Hearing 1300406
Dennis Bird November 07, 2014 Consent Order 1300450
James M. Price November 13, 2014 Order Of Dismissal 1200101
Comp Cost Solutions Cooperative Marketing Company L.L.C.,
Richard Kruckeberg
November 19, 2014 Notice Of Hearing 1300291
Craig Rudolph,
Timeshares Direct By Owner
November 24, 2014 Notice Of Hearing 1100336
Boris Weiserman November 25, 2014 Amended Notice Of Hearing 1300023
Russell Armstrong,
Government Benefit Advisors L.L.C.
November 25, 2014 Notice Of Hearing 1200262

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