Administrative Actions Search
Results
Search Criteria
| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Professional Independent Contractors Association, A/K/A P.I.C. Association |
November 03, 2009 | Summary Order To Cease & Desist | 0800419 |
| Douglas F. Conrod I I | November 04, 2009 | Notice Of Hearing | 0900279 |
| Donway Financial Services | November 05, 2009 | Temporary Order Of Prohibition | 0900423 |
| New Century Financial Creations & Consulting Inc., Nalita Scott |
November 06, 2009 | Temporary Order Of Prohibition | 0800540 |
| Seward Groves Richard & Wells Inc. | November 06, 2009 | Order Of Cancellation | 0900212 |
| Conrad Schwocha | November 09, 2009 | Notice Of Hearing | 0800176 |
| Francois E. Durmaz | November 09, 2009 | Consent Order Of Fine | 0800423 |
| James Parker, Goblackbiz, A/K/A Goblackbiz.Com, Goblackbook, A/K/A Goblackbook.Net, P.M. Ideas |
November 10, 2009 | Temporary Order Of Prohibition | 0900367 |
| Michael A. Russo | November 10, 2009 | Consent Order | 0500357 |
| A.I.R. Inc., Michael W. Smith |
November 13, 2009 | Temporary Order Of Prohibition | 0900155 |
| Beckford Financial Services | November 13, 2009 | Temporary Order Of Prohibition | 0900481 |
| First Line Lending | November 13, 2009 | Temporary Order Of Prohibition | 0800457 |
| Senior Retirement Services, Lavern P. Huelsmann |
November 17, 2009 | Order Of Prohibition | 0800514 |
| W & W Brokerage L.L.C., Estrallita Willis |
November 18, 2009 | Notice Of Hearing | 0800474 |
| Michael L. Niemczyk, Michael L. Niemczyk & Associates Inc. |
November 19, 2009 | Notice Of Hearing | 0700291 |
| Paul A. Kuiper | November 23, 2009 | Notice Of Hearing | 090O475 |
| John R. Tufts | November 24, 2009 | Notice Of Hearing | 0900404 |
| The Coffee Man Inc. | November 24, 2009 | Summary Order To Cease And Desist | 0800484 |
| Independent Partner Brokerage Inc. | November 25, 2009 | Order Of Prohibition | 0700390 |
| Moly Shield International Inc., Joseph Mancini Jr., Nick Avgerinos, Thomas Mavridis |
November 25, 2009 | Notice Of Hearing | 0600475 |
| A.I.R. Inc., Michael W. Smith |
November 30, 2009 | Notice Of Hearing | 0900155 |
| Dianne M. Goedtel | November 30, 2009 | Consent Order Of Withdrawal | 0900084 |
| Douglas F. Conrod | November 30, 2009 | Consent Order Of Dismissal | 0900279 |
| Preston Runyan | November 30, 2009 | Notice Of Hearing | 0900365 |
| Ronald C. Kemp | November 30, 2009 | Notice Of Hearing | 0900360 |
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.