Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Patricia Bisch Green | November 04, 2003 | Order Of Revocation | 0200857 |
| Quarters Only Inc. | November 04, 2003 | Summary Order To Cease And Desist | 0300715 |
| Adam Mosslih | November 05, 2003 | Consent Order Of Withdrawal | 0300164 |
| N.Y.P.P.E. L.L.C. | November 05, 2003 | Consent Order Of Dismissal | 0300771 |
| Investment Solution Inc. | November 06, 2003 | Consent Order Of Dismissal | 0300778 |
| Bryant F. Thompson | November 12, 2003 | Consent Order Of Revocation | 0300664 |
| Vincent Joseph Puma | November 18, 2003 | Notice Of Hearing | 0300814 |
| M.L.C. Ventures L.L.C. | November 20, 2003 | Consent Order Of Dismissal | 0300775 |
| Steve Wireman | November 21, 2003 | Consent Order | 0200872 |
| Wes Becker | November 21, 2003 | Consent Order Of Prohibition | 0200961 |
| A.B.R. World Credit, Toni Stephens |
November 24, 2003 | Order Of Prohibition | 0300714 |
| Mercator Associates L.L.C. | November 24, 2003 | Order Of Cancellation | 0300776 |
| Polite And Company, Philip Lee Polite |
November 26, 2003 | Consent Order Of Censure | 0300194 |
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