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Name of Respondent(s) Date Type of Action File Number
Ken Uzoma Robinson June 02, 2016 Temporary Order Of Prohibition 1400431
Mohammed Adnan Khan June 07, 2016 Notice Of Hearing 1300421
C22 Capital Inc.,
Mack Machen,
Anthony David Millan
June 09, 2016 Order Of Prohibition And Fine 1400360
Stratex Oil And Gas Holdings Inc.,
F.K.A. Richfield Oil And Gas Company,
Michael Cederstom
June 10, 2016 Consent Order Of Prohibition And Fine 1300334
Marc Hubbard,
Sports Dimensions Inc.
June 10, 2016 Order Of Prohibition And Fine 1300134
Inverciones Monarcas,
Maria Del Carmen Penaloza,
Araceli Cabrera
June 10, 2016 Order Of Prohibition 1400369
Jack V. Butterfield Investment Company June 20, 2016 Notice Of Hearing 1500129
Jack V. Butterfield Investment Company June 20, 2016 Consent Order 1500129
Resources Planning Group Inc.,
Joseph J. Hennessy,
Terrance R. Hennessy,
Michael J. Marietti Iv
June 27, 2016 Notice Of Hearing 1200293
Robert Lee Colvin June 28, 2016 Temporary Order Of Prohibition 1500250

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