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Name of Respondent(s) Date Type of Action File Number
Halcyon Cabot Partners Ltd. January 08, 2016 Order Of Cancellation 1500417
Barry Elkes January 12, 2016 Notice Of Hearing 1100456
Sa Grayson Investors L.L.C. January 19, 2016 Order Of Suspension 1500513
Scott Goldstein,
European Assets Inc.
January 22, 2016 Notice Of Hearing 1200026
Pti Securities & Futures L.P.,
Daniel John Haugh
January 29, 2016 Notice Of Hearing 1500161

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