Administrative Actions Search
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Name of Respondent(s) | Date | Type of Action | File Number |
---|---|---|---|
Jay Johnson | January 04, 2010 | Consent Order Of Prohibition | 0600601 |
Steven J. Simone | January 05, 2010 | Notice Of Hearing | 0900492 |
Mohammad A. Ullah, Atlantis Investment Corporation |
January 07, 2010 | Temporary Order Of Prohibition | 0900269 |
Drewry Custom Homes L.L.C., Richard Edwin Drewry |
January 08, 2010 | Order Of Prohibition | 0800390 |
Metro East Insurance Group, Victoria Renois Mcgee-Harris |
January 08, 2010 | Temporary Order Of Prohibition And Suspension | 0900516 |
Gary L. Lange | January 12, 2010 | Temporary Order Of Prohibition | 0900181 |
Centennial-Financial Group | January 12, 2010 | Order Of Prohibition | 0900405 |
Paul A. Kuiper | January 12, 2010 | Consent Order Of Revocation | 0900475 |
Eric Arlt | January 13, 2010 | Order Of Dismissal | 0700550 |
Paul S. Shechter, Brian Sanders, Itradedirect.Com |
January 13, 2010 | Consent Order | 0700550 |
Regan Asset Management L.L.C. | January 14, 2010 | Order Of Revocation | 0900065 |
Raymond D. Walls Jr., Wigg-Lure Inc. |
January 15, 2010 | Notice Of Hearing | 0800025 |
Frederick G. Billings, Freedom Tax Solutions Inc. |
January 21, 2010 | Notice Of Hearing | 0800564 |
Great Value Referrals | January 22, 2010 | Order Of Prohibition | 0900513 |
A.I.R. Inc., Michael W. Smith |
January 26, 2010 | Amended Notice Of Hearing | 0900155 |
Amvest Securities Inc. | January 26, 2010 | Notice Of Hearing | 0900296 |
John R. Tufts | January 26, 2010 | Consent Order Of Withdrawal | 0900404 |
Michael Rivers, Mr2 Enterprises L.L.C. |
January 26, 2010 | Temporary Order Of Prohibition | 0900392 |
Thomas P. Fitzgerald | January 26, 2010 | Notice Of Hearing | 0900515 |
Logisol Inc., Belal K. Faruki |
January 27, 2010 | Temporary Order Of Prohibition | 0900024 |
Richard Ghetzler, Ghetzler Aero-Power Corporation |
January 28, 2010 | Notice Of Hearing | 0800185 |
Marc Winters | January 28, 2010 | Consent Order Of Dismissal | 0900456 |
Richard Kelsey, Ispottedyou.Com Inc. |
January 28, 2010 | Order Of Prohibition | 0900436 |
Jerry Miller, James David Browning, E.R Urgent Care Management Co. Inc., E.R Urgent Care Holdings Inc. |
January 29, 2010 | Temporary Order Of Prohibition | 0800388 |
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