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Name of Respondent(s) Date Type of Action File Number
Majeed Ekbal February 02, 2016 Order Of Prohibition 1400362
Anglo Oil L.L.C.,
Glen King,
David Hyman
February 05, 2016 Temporary Order Of Prohibition 1500262
Jay M. Pollack February 08, 2016 Consent Order 1400518
Stephen C. Browere,
Stephens Capital Management Inc.
February 08, 2016 Order Of Revocation And Prohibition 1000024
Primesolutions Securities Inc. February 10, 2016 Notice Of Hearing 1300447
Primesoultions Securities Inc February 10, 2016 Consent Order 1300447
David Green,
Oakdale Construction And Mgmt Inc.
February 11, 2016 Order To Dismiss 1200143
Larry M. Hightower February 16, 2016 Consent Order 1500223
C22 Capital Inc.,
Mack Machen,
Anthony David Millan
February 19, 2016 Notice Of Hearing 1400360
3 Diamantes Internacional L.L.C.,
3 Diamantes Inc.,
Luis Huerta
February 19, 2016 Temporary Order Of Prohibition 1400406
Raul Enrique Jacobs February 23, 2016 Order Of Prohibition 1500448
Eric Willlam Johnson February 23, 2016 Order Of Revocation And Prohibition 1400453
Inverciones Monarcas,
Maria Del Carmen Penaloza,
Araceli Cabrera
February 29, 2016 Notice Of Hearing 1400369
Tyler Olson,
Lawrence Olson
February 29, 2016 Notice Of Hearing 1300447

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