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Name of Respondent(s) Date Type of Action File Number
Three Star Drilling And Producing Company,
Sunny Investments Brokerage Firm
December 04, 2014 Notice Of Hearing 1100353
Andrew Cordova,
Brian Kingsfield,
Midamerica Partners Inc.
December 04, 2014 Order Of Prohibition And Fine 1200101
Beth Shawaluk,
Implicity Solutions Inc.,
Vorteil Ventures Inc.
December 05, 2014 Temporary Order Of Prohibition 1300299
Comp Cost Solutions Cooperative Marketing Company L.L.C.,
Richard Kruckeberg
December 10, 2014 Consent Order 1300291
Ge Capital Retail Bank December 12, 2014 Temporary Order Of Prohibition 1400257
Jon Hall,
Scott Vaughn,
David Francy,
Laharpe Nrg L.L.C.,
Bio-Nrg L.L.C.
December 15, 2014 Order Of Prohibition 1200089
David Smith,
Kevin White,
Instant Advance Pay Services
December 17, 2014 Order Of Prohibition 1400287
Randall J. Sevcik,
Elite Group Financial L.L.C.
December 19, 2014 Temporary Order Of Prohibition 1400460
Greg G. Panaligan December 23, 2014 Temporary Order Of Prohibition 1400382
Armared Dragon Inc.,
Ken E. Stearns,
Scott M. Salbeck
December 26, 2014 Amended Notice Of Hearing 1300329
Jonathan S. Nelson,
Illinois Agricultural And Financial Trading
December 29, 2014 Order Of Prohibition 1300368
Turnkey Business Brokers Inc.,
Us3 L.L.C.,
Terrence Donati
December 29, 2014 Consent Order 1400149

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