Administrative Actions Search

Results


Search Criteria


Name of Respondent(s) Date Type of Action File Number
Randall J. Sevcik,
Elite Group Financial L.L.C.
August 05, 2015 Order Of Prohibition And Fine 1400460
Thomas O. Duffy August 05, 2015 Order Of Prohibition And Fine 1300390
Money Matters For Women Of Color Inc.,
Nevada Gold Exchange L.L.C.,
Abu H. Ali Jr.,
Nanette Blount
August 05, 2015 Order Of Prohibition And Dismissal 0700207
Jay M. Pollack August 06, 2015 Notice Of Hearing 1400518
Benjamin Tadena,
Sierraland Agrotech
August 07, 2015 Notice Of Hearing 1000349
Garo Kholamian,
Gk Development Inc.
August 10, 2015 Notice Of Hearing 1200274
Martmez-Ayme Securities August 21, 2015 Order Of Cancellation 1500230
Gary Peterson August 31, 2015 Notice Of Hearing 1200052

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.