Administrative Actions Search
Results
Search Criteria
Name of Respondent(s) | Date | Type of Action | File Number |
---|---|---|---|
Illini Bio-Energy L.L.C. | August 01, 2006 | Order To Dismiss | 0500075 |
Illinl Bio-Energy L.L.C. | August 01, 2006 | Notich Of Hearing | 0500075 |
Michael J. Crook, Z Touch Systems Inc. |
August 01, 2006 | Consent Order To Continue Temporary Order | 0500002 |
Rocco N. Graziosi | August 01, 2006 | Order Of Denial | 0600038 |
Roderick James Rieman, Innovative Financial Services Inc. |
August 01, 2006 | Consent Order To Continue Temporary Order | 0500002 |
T.A. Financial | August 01, 2006 | Temporary Order Of Prohibition | 0600325 |
Michael J. Crook, Z Touch Systems Inc |
August 01, 2006 | Consent Order To Continue Temporary Order | 0600051 |
Roderick James Rieman, Innovative Financial Services Inc. |
August 01, 2006 | Consent Order To Continue Temporary Order | 0600051 |
Arthur J. Booze | August 02, 2006 | Order Of Revocation | 0500642 |
Curtis Aviation Services Inc., Michael H. Curtis |
August 02, 2006 | Consent Order | 0300884 |
Euro Pacific Capital Inc. | August 08, 2006 | Amended Notice Of Hearing | 0600201 |
J P Finance | August 08, 2006 | Temporary Order Of Prohibition | 0600437 |
Scott H. Gitomer | August 09, 2006 | Notice Of Hearing | 0500689 |
Sergio M. Rovner | August 09, 2006 | Notice Of Hearing | 0600030 |
Windham Securities Inc. | August 09, 2006 | Order Of Dismissal | 0600207 |
Firstline Financing | August 11, 2006 | Temporary Order Of Prohibition | 0600342 |
Cannodale Securities L.L.C. | August 14, 2006 | Order Of Cancellation | 0600393 |
Stonington Corporation | August 14, 2006 | Amended Notice Of Hearing | 0600211 |
David A. Rourke Sr. | August 17, 2006 | Summary Order Of Denial | 0600397 |
Hughes Energy Inc. | August 17, 2006 | Notice Of Hearing | 0500536 |
Western Growers Financial Services Inc. | August 17, 2006 | Consent Order Of Fine | 0600289 |
Judah Indig | August 21, 2006 | Consent Order Of Revocation | 0500635 |
Eagle Vending Systems Corp. | August 22, 2006 | Order To Cease And Desist | 0300163 |
Freetel Inc. | August 22, 2006 | Order To Cease And Desist | 0300134 |
Max J. Silberman | August 23, 2006 | Consent Order Of Withdrawal | 0500100 |
Fidelity Assurance Associates L.L.C. | August 25, 2006 | Notice Of Hearing | 0400451 |
Timothy James Duma | August 28, 2006 | Consent Order Of Revocation | 0500427 |
William H. Lofthus, Lofthus Financial Inc., Lofthus Financial Services Inc., Lofthus And Associates, Lofthus Inc., G.M.G. Private Properties |
August 28, 2006 | Order Of Prohibition | 0600143 |
Larry M. Phillips | August 30, 2006 | Notice Of Hearing | 0500301 |
William H. Lofthus, Lofthus Financial Inc., Lofthus Financial Services Inc., Lofthus And Associates, Lofthus Inc., G.M.G. Private Properties |
August 30, 2006 | Notice Of Hearing | 0600143 |
Timothy R. Touloukian | August 31, 2006 | Summary Order Of Denial | 0600467 |
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.