Administrative Actions Search
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| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Illini Bio-Energy L.L.C. | August 01, 2006 | Order To Dismiss | 0500075 |
| Illinl Bio-Energy L.L.C. | August 01, 2006 | Notich Of Hearing | 0500075 |
| Michael J. Crook, Z Touch Systems Inc. |
August 01, 2006 | Consent Order To Continue Temporary Order | 0500002 |
| Rocco N. Graziosi | August 01, 2006 | Order Of Denial | 0600038 |
| Roderick James Rieman, Innovative Financial Services Inc. |
August 01, 2006 | Consent Order To Continue Temporary Order | 0500002 |
| T.A. Financial | August 01, 2006 | Temporary Order Of Prohibition | 0600325 |
| Michael J. Crook, Z Touch Systems Inc |
August 01, 2006 | Consent Order To Continue Temporary Order | 0600051 |
| Roderick James Rieman, Innovative Financial Services Inc. |
August 01, 2006 | Consent Order To Continue Temporary Order | 0600051 |
| Arthur J. Booze | August 02, 2006 | Order Of Revocation | 0500642 |
| Curtis Aviation Services Inc., Michael H. Curtis |
August 02, 2006 | Consent Order | 0300884 |
| Euro Pacific Capital Inc. | August 08, 2006 | Amended Notice Of Hearing | 0600201 |
| J P Finance | August 08, 2006 | Temporary Order Of Prohibition | 0600437 |
| Scott H. Gitomer | August 09, 2006 | Notice Of Hearing | 0500689 |
| Sergio M. Rovner | August 09, 2006 | Notice Of Hearing | 0600030 |
| Windham Securities Inc. | August 09, 2006 | Order Of Dismissal | 0600207 |
| Firstline Financing | August 11, 2006 | Temporary Order Of Prohibition | 0600342 |
| Cannodale Securities L.L.C. | August 14, 2006 | Order Of Cancellation | 0600393 |
| Stonington Corporation | August 14, 2006 | Amended Notice Of Hearing | 0600211 |
| David A. Rourke Sr. | August 17, 2006 | Summary Order Of Denial | 0600397 |
| Hughes Energy Inc. | August 17, 2006 | Notice Of Hearing | 0500536 |
| Western Growers Financial Services Inc. | August 17, 2006 | Consent Order Of Fine | 0600289 |
| Judah Indig | August 21, 2006 | Consent Order Of Revocation | 0500635 |
| Eagle Vending Systems Corp. | August 22, 2006 | Order To Cease And Desist | 0300163 |
| Freetel Inc. | August 22, 2006 | Order To Cease And Desist | 0300134 |
| Max J. Silberman | August 23, 2006 | Consent Order Of Withdrawal | 0500100 |
| Fidelity Assurance Associates L.L.C. | August 25, 2006 | Notice Of Hearing | 0400451 |
| Timothy James Duma | August 28, 2006 | Consent Order Of Revocation | 0500427 |
| William H. Lofthus, Lofthus Financial Inc., Lofthus Financial Services Inc., Lofthus And Associates, Lofthus Inc., G.M.G. Private Properties |
August 28, 2006 | Order Of Prohibition | 0600143 |
| Larry M. Phillips | August 30, 2006 | Notice Of Hearing | 0500301 |
| William H. Lofthus, Lofthus Financial Inc., Lofthus Financial Services Inc., Lofthus And Associates, Lofthus Inc., G.M.G. Private Properties |
August 30, 2006 | Notice Of Hearing | 0600143 |
| Timothy R. Touloukian | August 31, 2006 | Summary Order Of Denial | 0600467 |
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