Administrative Actions Search

Results


Search Criteria


Name of Respondent(s) Date Type of Action File Number
Aigh Usa Inc.,
Frank Torres,
Oscar Cook
April 04, 2017 Order Of Prohibition 1600533
Russell Armstrong April 10, 2017 Order Of Prohibition 1200262
Thrivent Investment Management Inc. April 10, 2017 Notice Of Hearing 1400359
Sanomedics Inc.,
David C. Langle
April 11, 2017 Order Of Prohibition 1500389
Pruco Securities L.L.C. April 20, 2017 Notice Of Hearing 1400274
Pruco Securities L.L.C. April 20, 2017 Consent Order 1400274
American Metro Bancorp Inc.,
James Jh Song Aka James Jin Song,
Wan H. Lee
April 21, 2017 Notice Of Hearing 1400203
Imran Rathod,
Cellphonia International Inc.,
Cellphonia Usa. Inc.
April 26, 2017 Notice Of Hearing 1500445
Imran Rathod,
Cellphonia International Inc.,
Cellphonia Usa. Inc.
April 26, 2017 Consent Order 1500445

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.