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Name of Respondent(s) Date Type of Action File Number
Charles Foster April 12, 2016 Consent Order 1600067
Sy Chalik,
Gold Coast Bullion Inc.
April 15, 2016 Order Of Prohibition 1400091
Van Patten Industries Inc.,
Jeffrey Sorensen,
Inhibitor Technology Corporation
April 18, 2016 Notice Of Hearing 1400577
Van Patten Industries Inc.,
Jeffrey Sorensen,
Inhibitor Technology Corporation
April 18, 2016 Consent Order 1400577
Thomas Raymond Bieneman April 22, 2016 Consent Order 1600204
3 Diamantes Internacional L.L.C.,
3 Diamantes Inc.,
Luis Huerta
April 25, 2016 Order Of Prohibition 1400406
Lanier Properties Inc.,
Philip J. Mcmahon
April 25, 2016 Notice Of Hearing 1300401
Peter R. Briggs Jr. April 25, 2016 Consent Order 1400090
Steve Dan Mihaljevic,
Mag Mile Financial L.L.C.
April 27, 2016 Order Of Prohibition 1500458
Richard F. Reynolds April 28, 2016 Consent Order Of Withdrawal 1600100

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