ADMINISTRATIVE ACTIONS SEARCH
Search Criteria: Begin Date "09-01-2010" End Date "09-30-2010"
| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| T.R. & B Corporation, Touch Of Soul L.L.C., Tommie E. Rodgers |
September 02, 2010 | Order Of Prohibition | 0900196 |
| Linda L. Johnson | September 03, 2010 | Notice Of Hearing | 1000219 |
| Robert C. Bevis, Tooth Bright Inc. |
September 08, 2010 | Notice Of Hearing | 1000237 |
| T.M.F.S-Hamsburg L.L.C., D/B/A The Mutual Fund Store |
September 08, 2010 | Notice Of Hearing | 1000200 |
| Moshe Yehuda Dunoff, D/B/A Intereast Financial Brokers, D/B/A Gruber And Green Inc. |
September 09, 2010 | Temporary Order Of Prohibition | 1000183 |
| Frantz E. Vaneus | September 13, 2010 | Order Of Prohibition | 1000238 |
| Michael J. Rukujzo | September 13, 2010 | Consent Order Of Dismissal | 1000172 |
| Young Oil Corp., Anthony Young |
September 13, 2010 | Temporary Order Of Prohibition | 1000348 |
| Linda L. Johnson | September 14, 2010 | Consent Order Of Revocation | 1000219 |
| Sharath M. Sury | September 14, 2010 | Notice Of Hearing | 1000093 |
| Brendan P. Byrne | September 17, 2010 | Temporary Order Of Prohibition | 0700345 |
| Frederick G. Billings, Freedom Tax Solutions Inc. |
September 17, 2010 | Consent Order Of Prohibition And Fine | 0800564 |
| James Crigler, Flo Crigler, American Pallet Leasing Inc. |
September 17, 2010 | Temporary Order Of Prohibition | 0800489 |
| Donn William Coppens, Adam William Coppens, Shirley Ann Coppens, A/K/A Shirley Ann Snyder, William Lyle Snyder, W.F.A Access Ltd., All Doing Business As:, World-Financial-Access, Gateway Horizons Inc., E. Mini Holding Corp., Tamba, Empowerment-08, Vitron, Quantum, Sereno, Vytron, Barclay, Priority 130, First Line, Kwik Cycle, U.M.S. |
September 20, 2010 | Temporary Order Of Prohibition | 0900136 |
| Itradedirect.Com | September 22, 2010 | Order Of Revocation And Prohibition | 0700550 |
| Paul Berman | September 22, 2010 | Order Of Prohibition | 1000207 |
| S.P Trader, A/K/A S.P Trader Fund, A/K/A S.P Trade Investments Capital Ltd. |
September 22, 2010 | Temporary Order Of Prohibition | 0900173 |
| Craig L. Randall | September 23, 2010 | Notice Of Hearing | 1000323 |
| Diane Glatfelter, K2 Unlimited Inc., Robert S. Anderson, E-Trust Clearing House |
September 23, 2010 | Notice Of Hearing | 1000050 |
| Ira Nitzken | September 23, 2010 | Consent Order Of Dismissal | 0900076 |
| Mark Borst | September 24, 2010 | Notice Of Hearing | 1000325 |
| Kevin J. Mcphee | September 27, 2010 | Notice Of Hearing | 1000250 |
| Namon Brown Jr., Brown Asset Management |
September 27, 2010 | Order Of Prohibition | 0900538 |
| Algird M. Norkus, Financial Update Inc. |
September 28, 2010 | Order Of Prohibition And Suspension | 1000341 |
| Craig Gutowsky, D/B/A C.M.G. Trading Consultants |
September 28, 2010 | Temporary Order Of Prohibition | 0800553 |
| Stanford Group Associates | September 29, 2010 | Order Of Prohibition | 0800594 |
| Hassan Washington | September 30, 2010 | Order Of Prohibition | 0900294 |
| Terrence L. Donati, A/K/A Terry L. Donati, Amy Donati, Brighton Hill Enterpise Inc., D/B/A Northwest Business Brokers |
September 30, 2010 | Order Of Dismissal | 0800276 |
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Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader