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Search Criteria: Begin Date "09-01-2010" End Date "09-30-2010"
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Name of Respondent(s) Date Type of Action File Number
T.R. & B Corporation,
Touch Of Soul L.L.C.,
Tommie E. Rodgers
September 02, 2010 Order Of Prohibition 0900196
Linda L. Johnson September 03, 2010 Notice Of Hearing 1000219
Robert C. Bevis,
Tooth Bright Inc.
September 08, 2010 Notice Of Hearing 1000237
T.M.F.S-Harrisburg L.L.C.,
D/B/A The Mutual Fund Store
September 08, 2010 Notice Of Hearing 1000200
Moshe Yehuda Dunoff,
D/B/A Intereast Financial Brokers,
D/B/A Gruber And Green Inc.
September 09, 2010 Temporary Order Of Prohibition 1000183
Frantz E. Vaneus September 13, 2010 Order Of Prohibition 1000238
Michael J. Rukujzo September 13, 2010 Consent Order Of Dismissal 1000172
Young Oil Corp.,
Anthony Young
September 13, 2010 Temporary Order Of Prohibition 1000348
Linda L. Johnson September 14, 2010 Consent Order Of Revocation 1000219
Sharath M. Sury September 14, 2010 Notice Of Hearing 1000093
Brendan P. Byrne September 17, 2010 Temporary Order Of Prohibition 0700345
Frederick G. Billings,
Freedom Tax Solutions Inc.
September 17, 2010 Consent Order Of Prohibition And Fine 0800564
James Crigler,
Flo Crigler,
American Pallet Leasing Inc.
September 17, 2010 Temporary Order Of Prohibition 0800489
Donn William Coppens,
Adam William Coppens,
Shirley Ann Coppens,
A/K/A Shirley Ann Snyder,
William Lyle Snyder,
W.F.A. Access Ltd.,
All Doing Business As:,
World-Financial-Access,
Gateway Horizons Inc.,
E. Mini Holding Corp.,
Tamba,
Empowerment-08,
Vitron,
Quantum,
Sereno,
Vytron,
Barclay,
Priority 130,
First Line,
Kwik Cycle,
U.M.S.
September 20, 2010 Temporary Order Of Prohibition 0900136
Itradedirect.Com September 22, 2010 Order Of Revocation And Prohibition 0700550
Paul Berman September 22, 2010 Order Of Prohibition 1000207
S.P. Trader,
A/K/A S.P. Trader Fund,
A/K/A S.P. Trade Investments Capital Ltd.
September 22, 2010 Temporary Order Of Prohibition 0900173
Craig L. Randall September 23, 2010 Notice Of Hearing 1000323
Diane Glatfelter,
K2 Unlimited Inc.,
Robert S. Anderson,
E-Trust Clearing House
September 23, 2010 Notice Of Hearing 1000050
Ira Nitzken September 23, 2010 Consent Order Of Dismissal 0900076
Mark Borst September 24, 2010 Notice Of Hearing 1000325
Kevin J. Mcphee September 27, 2010 Notice Of Hearing 1000250
Namon Brown Jr.,
Brown Asset Management
September 27, 2010 Order Of Prohibition 0900538
Algird M. Norkus,
Financial Update Inc.
September 28, 2010 Order Of Prohibition And Suspension 1000341
Craig Gutowsky,
D/B/A C.M.G. Trading Consultants
September 28, 2010 Temporary Order Of Prohibition 0800553
Stanford Group Associates September 29, 2010 Order Of Prohibition 0800594
Hassan Washington September 30, 2010 Order Of Prohibition 0900294
Terrence L. Donati,
A/K/A Terry L. Donati,
Amy Donati,
Brighton Hill Enterpise Inc.,
D/B/A Northwest Business Brokers
September 30, 2010 Order Of Dismissal 0800276
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