Skip Navigation
HomeDepartmentsSecuritiesAdministrative Actions Search

ADMINISTRATIVE ACTIONS SEARCH

Search Criteria: Begin Date "09-01-2009" End Date "09-30-2009"
Return to Search
Name of Respondent(s) Date Type of Action File Number
Nancy J. Sertich Kennedy September 02, 2009 Order Of Prohibition 0800567
Capitol Villa Investments L.L.C.,
Matthew Lewis
September 03, 2009 Temporary Order Of Prohibition 0800136
Igor Anatsko,
Maria Chychula,
Vitaliy M. Baka,
D/B/A Gnxpert
September 04, 2009 Order Of Prohibition And Fine 0600055
Michael Dargan,
James David Browning,
Allied Equity Partners Management Co. Inc.,
Allied Equity Partners Inc.
September 09, 2009 Order Of Prohibition 0900221
Russell H. Swenson,
05914 Inc.
September 09, 2009 Notice Of Hearing 0800504
Daniel Parrilli,
Christopher Andersen,
Sundown Entertainment Inc.,
Bonner Productions Inc.
September 10, 2009 Notice Of Hearing 0900234
Dillon Scott Securities Inc. September 11, 2009 Order Of Cancellation 0900108
Dillon Scott Securities Inc. September 11, 2009 Order Of Dismissal 0900108
Lakeland Shores L.L.C.,
Barry Chessick,
Anne Chessick
September 15, 2009 Notice Of Hearing 0800567
Blake Anthony,
Blake Anthony Inc.,
Solution Consulting Group Services Inc.,
Angela T. Freeman
September 16, 2009 Order Of Prohibition 0900113
Channel Point Partners September 16, 2009 Notice Of Hearing 0900110
Internet Auction Solutions September 16, 2009 Summary Order To Cease And Desist 0800401
Internet Income Solutions,
Internet Logistics L.L.C.
September 16, 2009 Summary Order To Cease And Desist 0800401
Lavance Carson,
Unicorn Communications Inc.
September 16, 2009 Order Of Prohibition 0900126
Stephen M. Visser September 16, 2009 Notice Of Hearing 0800384
Coach Financial Services Incorporated,
Garry Jacobs
September 17, 2009 Temporary Order Of Prohibition 0800583
Morgan Stanley & Co. Incorporated September 17, 2009 Administrative Consent Order 0800237
Morgan Stanley & Co. Incorporated September 17, 2009 Notice Of Hearing 0800237
William H. Weisbrod September 18, 2009 Consent Order Of Dismissal 0900216
Corneal Science Corporation,
Dr. Allan Touch
September 21, 2009 Amended Notice Of Hearing 0800210
Brian T. Williamson,
Here To Help Products Inc.
September 21, 2009 Consent Order To Continue Temporary Order 0900291
Jason R. Hyatt,
Hyatt Johnson Capital L.L.C.
September 21, 2009 Order Of Prohibition 0600601
Jay Johnson September 21, 2009 Notice Of Hearing 0600601
Jay C. Zayer September 21, 2009 Consent Order 0500587
Philip Herrejon September 21, 2009 Amended Notice Of Hearing 0800576
Carter Securities L.L.C. September 23, 2009 Order Of Cancellation 0900211
George Andrew Watson September 24, 2009 Consent Order 0700485
Capital Development Group L.L.C.,
E.A.G. Capital Holdings Inc.,
Alex Field,
Gary Fishkin,
Edward Renko
September 25, 2009 Amended Notice Of Hearing 0900017
First Financial Group,
Donald M. Medley Inc.,
Donald M. Medley
September 30, 2009 Temporary Order Of Prohibition 0900439
G.T.I. Life Inc. September 30, 2009 Consent Order Of Fine 0900057
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader