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Search Criteria: Begin Date "09-01-2008" End Date "09-30-2008"
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Name of Respondent(s) Date Type of Action File Number
Ampak Oil Company September 02, 2008 Temporary Order Of Prohibition 0700585
Heartland Resources Inc. September 02, 2008 Temporary Order Of Prohibition 0700586
Matrix Petroleum Inc.,
Basin Oil And Gas Corporation
September 02, 2008 Temporary Order Of Prohibition 0800026
Petrotech Resources Corporation September 02, 2008 Temporary Order Of Prohibition 0700587
Kelly J. Woitel September 04, 2008 Amended Notice Of Hearing 0600174
Business Brokers Of America,
Bilal Khaliq
September 05, 2008 Temporary Order Of Prohibition And Suspension 0700326
Alexander Holdings L.L.C.,
Terrence T. Alexander
September 09, 2008 Amended Notice Of Hearing 0700229
Rate Search Inc.,
Scott Luster
September 09, 2008 Notice Of Hearing 0800220
Gulf Coast Mineral L.L.C.,
G.R.B. Oil & Gas Properties Inc.,
Sangamon Land Company,
Gary Billingsley
September 12, 2008 Order Of Dismissal 0700567
I.N.G. Financial Partners Inc. September 12, 2008 Consent Order 0600566
Touchpoint Securities Corp. September 12, 2008 Notice Of Hearing 0800065
Ark Direct Capital Fund L.P.,
D/B/A Ark Management Company,
D/B/A Ark Direct Management L.L.C.,
D/B/A Ark Capital Management,
D/B/A Ark Capital Management Inc.,
Michael Y. Granger,
Xcylur R. Stoakley
September 12, 2008 Temporary Order Of Prohibition 0800350
Oscar Financial Management September 16, 2008 Temporary Order Of Prohibition 0800400
Richard V. Morello September 17, 2008 Final Order 0500599
Thomas David Lesniak Sr.,
Logiquote Inc.
September 17, 2008 Order Of Prohibition 0600433
Trend Management Group Inc.,
Trend Capital L.L.C.,
Trend Group Inc.,
September 17, 2008 Consent Order 0700002
Gregory Webb,
C. Robert Abbott,
James R. Zilka,
Infraegis Inc.,
F/K/A Intelagents Inc.,
Bacteria Sciences Worldwide L.L.C.
September 18, 2008 Temporary Order Of Prohibition 0800463
Randolph T. Horner September 18, 2008 Notice Of Hearing 0700359
Online Data Institute,
Thrive Learning Institute
September 19, 2008 Summary Order To Cease And Desist 0800401
Randolph T. Horner September 19, 2008 Consent Order 0700359
Robert M. Smart,
Smart Planning Company,
D/B/A Smart Financial Planners
September 19, 2008 Temporary Order Of Prohibition 0600664
Dawn A. Martin September 22, 2008 Second Corrected Order Of Revocation 0700397
Legacy Capital Inc.,
A/K/A Legacy Trust Inc.,
A/K/A Legacy Trust Foundation,
Manna Humanitarian Foundation,
A/K/A Manna Trading Corp. Ltd.,
Hal (Mick) Allan Mcleod,
Diane Sharon Rosiek
September 22, 2008 Order Of Prohibition 0700542
Benedicto "Benny" Tolentino,
Cielo Tolentino,
Metropolis Investments Inc.,
Great Midwest Real Estate Inc.,
Bahai Management Co.,
Tolentino Acquisitions Group Inc.,
Continental Land Holdings L.L.C.
September 24, 2008 Order Of Prohibition 0700170
Rebecca Anne Townsend September 24, 2008 Consent Order 0700416
Sunrise Equities Inc.,
Sunrise Management I I L.L.C.,
D/B/A Sunrise Development Group,
D/B/A Sunrise Development Inc.,
Salman Ibrahim,
Amjed Mahmood,
Mohammad Akbar Zahid,
Saqib Anwar
September 24, 2008 Temporary Order Of Prohibition 0800464
Business Brokers Of America,
Bilal Khaliq
September 25, 2008 Notice Of Hearing 0700326
Elvis S. Parkes September 29, 2008 Consent Order Of Withdrawal Of Application 0800285
Ron Kimball September 30, 2008 Consent Order 0500387
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