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Search Criteria: Begin Date "09-01-2006" End Date "09-30-2006"
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Name of Respondent(s) Date Type of Action File Number
Global Power Global Wealth Enterprises L.L.C.,
Global Wealth Investments L.L.C.,
Andre E. Mitchell
September 06, 2006 Temporary Order Of Prohibition 0500537
Brian E. Davis September 07, 2006 Notice Of Hearing 0600497
Global Wealth Builders L.L.C.,
Global Wealth Investments L.L.C.,
Global Asset Management & Multiplier Account Fund (Gamma),
Asset Management Income & Growth Account Fund (Amiga),
Andre E. Mitchell
September 07, 2006 Temporary Order Of Prohibition 0600449
Harriet A. Oruche,
A/K/A Nike H. Oruche
September 07, 2006 Order Of Revocation 0600302
Ralph A. Porpora September 11, 2006 Consent Order Of Withdrawal 0500444
Thomas Anthony Demarco September 11, 2006 Notice Of Hearing 0600188
Marshall G. Wolbers,
Meridian Technologies L.L.C.
September 13, 2006 Amended Notice Of Hearing 0500432
Terrence P. Mccarty September 13, 2006 Consent Order Of Revocation 0600275
Polite And Company,
Philip L. Polite
September 15, 2006 Order Of Revocation Prohibition And Suspension 0300194
Euro Pacific Capital Inc. September 18, 2006 Consent Order Of Fine 0600201
Robert L. Savage September 18, 2006 Consent Order Of Dismissal 0500446
Roy Fluker,
More Than Enough L.L.C.
September 20, 2006 Amended Temporary Order Of Prohibition 0600537
John Allen Anderson September 21, 2006 Order Of Prohibition 0500232
Chapin Davis September 22, 2006 Corrected Summary Order Of Denial 0600239
Chapin Davis September 22, 2006 Notice Of Hearing 0600239
Hughes Energy Inc.,
Carl E. Royse,
Bradley K. Clark
September 22, 2006 Temporary Order Of Prohibition 0500536
Lasalle St Securities L.L.C.,
Gerald Martin
September 25, 2006 Notice Of Hearing 0500043
David A. Rourke Sr. September 26, 2006 Order Of Denial 0600397
Rodney G. Ramos September 27, 2006 Notice Of Hearing 0300810
Carl D. Maxwell September 28, 2006 Notice Of Hearing 0600493
Nevin Jon Gillette September 28, 2006 Notice Of Hearing 0600486
Angelina Lazar,
Charismatic Exchange Inc.,
D/B/A Charismatic Holdings Co. Ltd.
September 29, 2006 Notice Of Hearing 0600279
Angelina Lazar,
Charismatic Exchange Inc.,
D/B/A Charismatic Holdings Co. Ltd.
September 29, 2006 Temporary Order Of Prohibition 0600279
Lawrence J. Cline,
Eagles Wing Publishing Company Inc.
September 29, 2006 Notice Of Hearing 0600070
Residual Income,
Mary H. Edwards
September 29, 2006 Notice Of Hearing 0600071
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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