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Search Criteria: Begin Date "10-01-2010" End Date "10-31-2010"
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Name of Respondent(s) Date Type of Action File Number
Arthur S. Miller,
Asset Protection Associates
October 01, 2010 Temporary Order Of Prohibition 0700268
Lawrence "Lee" Loomis,
Loomis Wealth Solutions L.L.C.
October 01, 2010 Order Of Prohibition 0800437
Marcin Malarz,
Jacek Sienkiewicz,
Malarz Equity Investments L.L.C.,
Malarz Equity Investment Inc.,
Invision Investment L.L.C.
October 01, 2010 Order Of Prohibition 1000096
Liam P. Heinz October 04, 2010 Notice Of Hearing 1000367
Rosand Enterprises Inc.,
Robert R. Anderson,
Paul V. Rossetti
October 08, 2010 Order Of Prohibition 0800549
Moly Shield International Inc.,
Nick Avgerinos
October 14, 2010 Consent Order 0600475
Alan J. Nerad October 15, 2010 Notice Of Hearing 1000197
Lawrence Y. Lee October 15, 2010 Notice Of Hearing 1000145
Asia Pacific Energy Inc. October 18, 2010 Order Of Prohibition 0900086
R.G.N. Investment Group Inc.,
Robert G. Nelson
October 18, 2010 Temporary Order Of Prohibition 1000394
Century Capital Group October 21, 2010 Temporary Order Of Prohibition 1000343
William D. Colston October 21, 2010 Notice Of Hearing 1000388
Computer Handholders Inc.,
D/B/A The Qinsight Group
October 25, 2010 Consent Order Of Fine 1000185
Sean F. Mescal,
A/K/A Sean F. Mescall,
Capital Street Financial L.L.C.
October 25, 2010 Temporary Order Of Prohibition 0900143
Diane Glatfelter,
K2 Unlimited Inc.,
Robert S. Anderson,
E-Trust Clearing House
October 26, 2010 Amended Notice Of Hearing 1000050
Paul J. Ciriglano,
A/K/A Paul Cirano,
Panoptic Corporation
October 26, 2010 Order Of Prohibition 1000091
Timothy A. Hancock,
T.N.T Investments I Inc.
October 26, 2010 Amended Notice Of Hearing 0900130
Craig L. Randall October 26, 2010 Consent Order Of Withdrawal 1000323
Travis M. Oliver,
Diversified Liquid Asset Holdings L.L.C.
October 27, 2010 Order Of Prohibition 1000227
George W. Velissaris October 27, 2010 Temporary Order Of Prohibition 0900376
James Crigler,
Flo Crigler,
American Pallet Leasing Inc.
October 28, 2010 Order Of Prohibition 0800489
Leonard Hayes,
New Vision Construction Of Illinois Inc.
October 28, 2010 Temporary Order Of Prohibition 0900225
Rockport Brokers Service October 29, 2010 Corrected Temporary Order Of Prohibition 1000369
American Constantine Insurance Company Limited October 29, 2010 Order To Dismiss Notice Of Hearing 1000094
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