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Search Criteria: Begin Date "10-01-2007" End Date "10-31-2007"
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Name of Respondent(s) Date Type of Action File Number
Parkers And Associates October 01, 2007 Temporary Order Of Prohibition 0700338
Range Energy Inc.,
J & L Enterprises Inc.,
2000 Oil And Gas Fund
October 01, 2007 Order Of Prohibition 0600496
Metro Suburban Realty,
Mirasol Taba
October 03, 2007 Notice Of Hearing 0700223
U.S.A. Financial Service October 03, 2007 Temporary Order Of Prohibition 0700340
Direct Buy Video,
A/K/A Directbuyvideo.Com
October 05, 2007 Summary Order To Cease And Desist 0700302
James A. Parrelly October 05, 2007 Consent Order Of Withdrawal 0700051
San Juanita Arellano,
D/B/A Arellano Insurance & Financial Services,
D/B/A Arellanos Fiancial Services
October 09, 2007 Order Of Prohibition 0600650
A. G. Edwards & Sons Inc.,
Suzanne Michelle Wiegand
October 10, 2007 Amended Notice Of Hearing 0600669
William Anthony Donoghue,
Donoghue Marine Transport Inc.
October 10, 2007 Order Of Prohibition 0600431
Brad A. Weaver October 16, 2007 Temporary Order Of Prohibition 0500009
Citilife Financial Group October 16, 2007 Order Of Prohibition 0600130
Flynn L. Andrew October 16, 2007 Consent Order Of Withdrawal 0700272
Ralph W. Russell,
R.W.R. Capital Partners L.L.C.,
R.W.R. Captial Management L.L.C.
October 16, 2007 Temporary Order Of Prohibition 0700041
Compact Vending Inc. October 18, 2007 Order To Cease And Desist 0700192
Gregory Webb,
Infraegis Inc.,
F/K/A Intelagents Inc.,
Citymainstreet Technologies Group Inc.,
Nextweb Technologies Inc.
October 22, 2007 Temporary Order Of Prohibition 0700225
Jeremy M. Stamper,
Federal Savings L.L.C.,
First Bancshares Inc.
October 22, 2007 Order Of Prohibition 0700222
Richum Corporation,
A/K/A The Richum Group,
Douglas Erickson
October 22, 2007 Temporary Order Of Prohibition 0500241
Robert Loncarevic,
D/B/A Innovative Financial Solutions & Acquisitions
October 22, 2007 Temporary Order Of Prohibition 0600110
Ronald T. Weathers,
X52 Distributing Inc.
October 22, 2007 Temporary Order Of Prohibition 0600442
Lorentzo Theofanidis October 22, 2007 Notice Of Hearing 0600304
Aspen Exploration Inc.,
Mark Rand,
Greg Rand,
William Rand
October 23, 2007 Notice Of Hearing 0700019
Emily Sanders,
Merrick Sanders,
Global Financial & Associates Inc.
October 23, 2007 Order Of Prohibition 0700116
Michael J. Riley,
Mortgage Specialist Inc
October 23, 2007 Temporary Order Of Prohibition 0700376
Patrick Wherley,
Network Franchising Inc.,
A/K/A Success Systems
October 23, 2007 Summary Order To Cease And Desist 0600578
Quadra Pay Land L.L.C.,
Michael Evanson,
Evanson Family L.P.,
Charles William Kuhn
October 23, 2007 Temporary Order Of Prohibition 0500651
R. Alan Jamieson,
D/B/A Rich Holdings Ltd.
October 23, 2007 Temporary Order Of Prohibition 0500534
Renee Foster-Mcfarland,
New Visions Home Health Care
October 23, 2007 Temporary Order Of Prohibition 0400657
Stephen Walker October 23, 2007 Notice Of Hearing 0700019
Danco Plastics Inc.,
Danny W. Davis
October 24, 2007 Temporary Order Of Prohibition 0600265
K & G Marketing Inc.,
Gregory M. Mooney
October 25, 2007 Order Of Prohibition 0400211
The Mora Group Inc.,
Julio C. Mora Jr.
October 25, 2007 Temporary Order Of Prohibition 0600339
Summerfield Oil & Gas Development Corporation,
Michael Pearman
October 26, 2007 Temporary Order Of Prohibition 0600587
Mazumah International Inc. October 29, 2007 Temporary Order Of Prohibition 0700067
Franco Hernandez October 30, 2007 Notice Of Hearing 0600276
Joseph M. Zentner Jr. October 30, 2007 Corrected Notice Of Hearing 0700294
Jay C. Zayer October 31, 2007 Notice Of Hearing 0500587
Jemnh Insurance Services Inc.,
John Marsh
October 31, 2007 Temporary Order Of Prohibition 0500282
Theodore Robinson,
A/K/A Ted Robinson,
D/B/A Renaissance Gate International Inc.
October 31, 2007 Temporary Order Of Prohibition 0700287
U.S.G. & E Inc.,
Donald E. Secunda,
Doug Marcille
October 31, 2007 Temporary Order Of Prohibition 0600652
Virgil Elson October 31, 2007 Notice Of Hearing 0700163
York Stockbrokers Inc. October 31, 2007 Consent Order Of Fine 0700040
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