Skip Navigation
HomeDepartmentsSecuritiesAdministrative Actions Search

ADMINISTRATIVE ACTIONS SEARCH

Search Criteria: Begin Date "10-01-2005" End Date "10-31-2005"
Return to Search
Name of Respondent(s) Date Type of Action File Number
Georgios Manou October 07, 2005 Order Of Denial 0500316
Manarin Securities Corporation October 07, 2005 Notice Of Hearing 0500269
Austin Medical Imaging L.P.,
Body Scan Imaging Centers L.L.C.,
Cardiac Imaging L.L.C.,
Las Vegas West Medical Imaging L.P.,
Medical Imaging L.L.C.,
Newscan Imaging Unit Investment Trust,
William Edgar Sharp
October 11, 2005 Order Of Prohibition And Fine 0400679
Accelerated Returns Inc.,
William R. Wragg
October 12, 2005 Temporary Order Of Prohibition 0500535
Benjamin J. Harelick October 12, 2005 Notice Of Hearing 0400520
Charles G. Oleson October 14, 2005 Notice Of Hearing 0500033
Christopher F. Veale October 14, 2005 Notice Of Hearing 0500318
Scott K. Fischer October 14, 2005 Consent Order Of Revocation 0500103
Frank Porporino Jr. October 17, 2005 Order Of Denial 0500372
Berenger Financial Group,
Kenneth Bridgman,
Michael Coombs,
Laurl Cameron,
Todd Grover,
Dan Duckworth
October 18, 2005 Temporary Order Of Prohibition 0500058
Paul B. Litwicki October 18, 2005 Order Of Prohibition 0500078
Preferred Properties Incorporated Reit,
Lane Investment Group L.L.C.,
Jimmy D. Lane
October 18, 2005 Consent Order 0500070
The Phoenix Group,
Christian Burnett,
Michael Coombs,
Elyesse Concepcion,
A/K/A Elyesse Conception
October 18, 2005 Temporary Order Of Prohibition 0500186
Nicolas Arango October 20, 2005 Amended Summary Order Of Denial 0200626
Mobile Billboards Of America,
National Payphone Corporation
October 20, 2005 Notice Of Hearing 0400716
James M. Begale October 24, 2005 Notice Of Hearing 0500317
James E. Bey October 24, 2005 Consent Order Of Suspension 0500050
Chester Potash,
Carlo Bini,
Checkmate Financial Inc.
October 25, 2005 Temporary Order Of Prohibition 0500438
Vending Dreams,
Steven Mills,
Jim Ellis,
Major Itule,
Bob Dillion,
Susan Davis
October 25, 2005 Order To Cease And Desist 0500065
William Behrens L.L.C.,
William Behrens
October 25, 2005 Temporary Order Of Prohibition 0400466
Mbroker Inc. October 26, 2005 Order Of Cancellation 0500138
Mbroker Inc. October 26, 2005 Order Of Cancellation 0500497
Daniel E. Brunette October 26, 2005 Notice Of Hearing 0400697
Edward L. Sensor October 26, 2005 Order Of Prohibition 0400121
Mbroker Inc. October 26, 2005 Order Of Cancellation 0400625
Waddell & Reed Inc. October 26, 2005 Consent Order 0500402
Waddell & Reed Inc. October 26, 2005 Notice Of Hearing 0500402
Robert L. Schillaci,
R.L.S. Inc.
October 31, 2005 Temporary Order Of Prohibition 0400455
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader