ADMINISTRATIVE ACTIONS SEARCH
Search Criteria: Begin Date "11-01-2012" End Date "11-30-2012"
| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Steven P. Jones, John P. Acord, Donald Drabik, Intermodal Wealth Inc., Ecoenergy Group Inc., Intermodal Lease Inc. |
November 08, 2012 | Temporary Order Of Prohibition | 1100304 |
| John Edward Watson | November 19, 2012 | Notice Of Hearing | 1100218 |
| Southwest Securities Inc. | November 20, 2012 | Consent Order | 1200157 |
| Loyal Financial Group, Loyal Financial Private Investments, Sergij Lyazkowskij |
November 21, 2012 | Temporary Order Of Prohibition | 1200413 |
| Enrique Guido Pflucker | November 30, 2012 | Notice Of Hearing | 1200340 |
| Hakim A. Donadelle | November 30, 2012 | Notice Of Hearing | 1200359 |
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader