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Search Criteria: Begin Date "11-01-2009" End Date "11-30-2009"
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Name of Respondent(s) Date Type of Action File Number
Professional Independent Contractors Association,
A/K/A P.I.C. Association
November 03, 2009 Summary Order To Cease & Desist 0800419
Donway Financial Services November 05, 2009 Temporary Order Of Prohibition 0900423
New Century Financial Creations & Consulting Inc.,
Nalita Scott
November 06, 2009 Temporary Order Of Prohibition 0800540
Seward Groves Richard & Wells Inc. November 06, 2009 Order Of Cancellation 0900212
Conrad Schwocha November 09, 2009 Notice Of Hearing 0800176
Francois E. Durmaz November 09, 2009 Consent Order Of Fine 0800423
James Parker,
Goblackbiz,
A/K/A Goblackbiz.Com,
Goblackbook,
A/K/A Goblackbook.Net,
P.M. Ideas
November 10, 2009 Temporary Order Of Prohibition 0900367
Michael A. Russo November 10, 2009 Consent Order 0500357
A.I.R. Inc.,
Michael W. Smith
November 13, 2009 Temporary Order Of Prohibition 0900155
Beckford Financial Services November 13, 2009 Temporary Order Of Prohibition 0900481
First Line Lending November 13, 2009 Temporary Order Of Prohibition 0800457
Senior Retirement Services,
Lavern P. Huelsmann
November 17, 2009 Order Of Prohibition 0800514
W & W Brokerage L.L.C.,
Estrallita Willis
November 18, 2009 Notice Of Hearing 0800474
Michael L. Niemczyk,
Michael L. Niemczyk & Associates Inc.
November 19, 2009 Notice Of Hearing 0700291
Paul A. Kuiper November 23, 2009 Notice Of Hearing 090O475
John R. Tufts November 24, 2009 Notice Of Hearing 0900404
The Coffee Man Inc. November 24, 2009 Summary Order To Cease And Desist 0800484
Independent Partner Brokerage Inc. November 25, 2009 Order Of Prohibition 0700390
Moly Shield International Inc.,
Joseph Mancini Jr.,
Nick Avgerinos,
Thomas Mavridis
November 25, 2009 Notice Of Hearing 0600475
A.I.R. Inc.,
Michael W. Smith
November 30, 2009 Notice Of Hearing 0900155
Dianne M. Goedtel November 30, 2009 Consent Order Of Withdrawal 0900084
Douglas F. Conrod November 30, 2009 Consent Order Of Dismissal 0900279
Preston Runyan November 30, 2009 Notice Of Hearing 0900365
Ronald C. Kemp November 30, 2009 Notice Of Hearing 0900360
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