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Search Criteria: Begin Date "11-01-2008" End Date "11-30-2008"
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Name of Respondent(s) Date Type of Action File Number
Members Capital Advisors Inc. November 03, 2008 Consent Order Of Fine 0800319
Ampak Oil Company November 05, 2008 Consent Order To Continue Temporary Order 0700585
Ampak Oil Company November 05, 2008 Notice Of Hearing 0700585
Cunningham Hyatt Mergers And Acquisitions L.L.C November 05, 2008 Order Of Prohibition 0800297
E.P.S. Inc.,
A/K/A Electronic Post Systems Inc.,
William Abt
November 06, 2008 Order Of Prohibition 0700349
Real Life Save- R,
Robert R. Mclaren
November 06, 2008 Order Of Prohibition 0700349
Touchpoint Securities Corp. November 06, 2008 Order Of Dismissal 0800065
Ricky Boros,
A/K/A. Vincenl Kwiatkowski,
Compania De Minera De Los Tres Amigos,
North American Mining Ventures Inc.
November 07, 2008 Order Of Prohibition 0600665
Exceptional Investment Inc.,
Peter Guzman,
Jimmy Rivera
November 07, 2008 Notice Of Hearing 0500621
Darlene Dantes,
Capapie Inc.
November 12, 2008 Order Of Prohibition 0800324
Mark Ruttenberg,
Jill Ruttenberg,
Monarch Visual Solutions Inc.
November 12, 2008 Notice Of Hearing 0700461
Petrotech Resources Corporation Inc. November 12, 2008 Notice Of Hearing 0700587
Petrotech Resources Corporation Inc. November 12, 2008 Order To Vacate 0700587
Parkwood Lending Group November 14, 2008 Order Of Prohibition 0800402
Alliance Financial Services Of Illinois Ltd.,
Burton Stern
November 19, 2008 Amended Notice Of Hearing 0300674
Epic Commerce L.L.C.,
Ultimate Business Solutions
November 21, 2008 Order To Cease And Desist 0800438
Bankcard Empire November 24, 2008 Notice Of Hearing 0800438
Illinois Commonwealth L.L.C.,
Illinois Commonwealth Trust Fund,
Joel A. Dykstra
November 24, 2008 Temporary Order Of Prohibition 0800494
Thrive Learning Institute November 24, 2008 Notice Of Hearing 0800401
George D. Miller,
Global Timber & Resources Corporation Of Casa Grande
November 26, 2008 Notice Of Hearing 0800502
George D. Miller,
Global Timber & Resources Corporation Of Casa Grande
November 26, 2008 Consent Order To Continue Temporary Order 0800502
Michele Hoskins,
M.H/1993 Foods Inc.,
D/B/A Michele Foods Inc.
November 26, 2008 Consent Order 0500590
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