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Search Criteria: Begin Date "11-01-2007" End Date "11-30-2007"
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Name of Respondent(s) Date Type of Action File Number
Onesource Financial L.L.C.,
Alex Roderick,
Mark Lebowitz
November 01, 2007 Temporary Order Of Prohibition 0600370
B.D. & J. Enterprises Inc.,
Jewell Robbins,
William Burgin,
Kevin Chambers,
Terri Stone
November 02, 2007 Order Of Prohibition 0700043
Lee H. Anglin,
D/B/A 4-A Development Inc.,
Anglin Commercial Group Inc.,
Aglin International Holdings Inc.
November 02, 2007 Order Of Prohibition 0400707
Moly Shield International Inc.,
Joseph Mancini Jr.,
Nick Avgerinos
November 02, 2007 Temporary Order Of Prohibition 0600475
P.H. Consulting November 02, 2007 Temporary Order Of Prohibition 0600425
Richard K. Olive,
Susan L. Olive,
Kenny Marks
November 02, 2007 Temporary Order Of Prohibition 0700292
Debra L. Hepner,
Phillip A. Carne,
Moments Resort Corporation
November 05, 2007 Temporary Order Of Prohibition 0600445
Evan K. Davis November 05, 2007 Notice Of Hearing 0700248
Louis E. Stough November 05, 2007 Notice Of Hearing 0700448
Carlton Financial Services November 08, 2007 Temporary Order Of Prohibition 0600372
Chad Eric Steiner November 08, 2007 Temporary Order Of Prohibition 0500327
James D. Bourassa,
Francis X. Sanchez,
Investforclosures Financial L.L.C.,
Investforclosures Ventures L.L.C.
November 09, 2007 Temporary Order Of Prohibition 0700023
Insider Real Estate,
Scanlan Realty & Investments Ltd.,
Christopher Scanlan
November 13, 2007 Notice Of Hearing 0700520
Daniel V. Sanchez,
Norberto Falcon,
Sanchez And Associates Marketing
November 16, 2007 Temporary Order Of Prohibition 0300843
F.C. Financial Inc.,
D/B/A Future Capital Financial Inc.,
Robert G. Nelson
November 16, 2007 Temporary Order Of Prohibition 0700249
Gary Goldman,
Global Enterprises Network Inc.,
International Quality Leadership Institute
November 16, 2007 Temporary Order Of Prohibition 0700365
Direct Buy Video,
A/K/A Directbuyvideo.Com
November 21, 2007 Order To Cease And Desist 0700302
Independent Partner Brokerage Inc. November 21, 2007 Temporary Order Of Prohibition 0700390
Unified Worldwide Transport L.L.C.,
A/K/A Unified Worldwide Telecom,
Betty Gail Howard,
K.K.J. Holdings L.L.C.,
James K. Jedynak
November 21, 2007 Temporary Order Of Prohibition 0700099
U.S.A. Financial Service November 21, 2007 Order Of Prohibition 0700340
Eric Robert Rydlewski,
A/K/A Arkadiusz Rydlewski,
D/B/A Merit Inter Group Ltd.
November 24, 2007 Temporary Order Of Prohibition 0700406
Robert J. Lunn,
Lunn Partners L.L.C.
November 26, 2007 Amended Notice Of Hearing 0400750
Eric Robert Rydlewski,
A/K/A Arkadiusz Rydlewski,
D/B/A Merit Inter Group Ltd.
November 27, 2007 Notice Of Hearing 0700406
Gregory Webb,
Infraegis Inc.,
F/K/A Intelagents Inc.,
Citymainstreet Technologies Group Inc.,
Nextweb Technologies Inc.
November 27, 2007 Notice Of Hearing 0700225
Eric Johnson,
Brent Hurt,
H.D. Brent & Company,
H.D.B Advisors Inc.
November 27, 2007 Order Of Dismissal 0500500
Grace Edwards November 28, 2007 Consent Order Of Prohibition 0600537
Metro Suburban Realty,
Mirasol Taba
November 28, 2007 Order Of Prohibition 0700223
Summerfield Oil & Gas Development Corporation,
Michael Pearman
November 28, 2007 Order Of Prohibition 0600587
Lawrence T. Smith November 29, 2007 Notice Of Hearing 0700463
Patrick Wherley,
Network Franchising Inc.,
A/K/A Success Systems
November 29, 2007 Order To Cease And Desist 0600578
Paul J. Pallo November 29, 2007 Second Corrected Notice Of Hearing 0700435
Bank Watch,
Frank Panice,
Brian Jines
November 30, 2007 Temporary Order Of Prohibition 0700082
Mid America Energy Inc.,
Gary Milby
November 30, 2007 Temporary Order Of Prohibition 0700007
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