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Search Criteria: Begin Date "11-01-2005" End Date "11-30-2005"
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Name of Respondent(s) Date Type of Action File Number
Victor D. Greco November 01, 2005 Amended Notice Of Hearing 0400172
Boggie Hanczarukharlow November 02, 2005 Order Of Prohibition 0300863
Bryan E. Muller November 02, 2005 Summary Order Of Denial 0500502
Virgil M. Peterson November 04, 2005 Notice Of Hearing 0500508
Manarin Securities Corporation November 07, 2005 Consent Order Of Fine 0500269
Nicholas S. Savva November 07, 2005 Consent Order Of Withdrawal 0400469
Victoria Bernal Ltd.,
Victoria Bernal,
Joseph Domino
November 07, 2005 Order Of Prohibition 0300002
Tom Smith,
Designed4hits
November 08, 2005 Temporary Order Of Prohibition 0300944
David S. Miller November 08, 2005 Consent Order Of Withdrawal 0400743
Atty F. Biswese,
Biswese And Associates
November 10, 2005 Order Of Prohibition 0400637
Berwick Black Cattle Company,
Source Of Champions,
Mark Ray
November 10, 2005 Consent Order 0400772
Ralph W. Russell November 10, 2005 Consent Order Of Revocation 0400304
Rodolfo Hernandez Jr. November 10, 2005 Summary Order Of Denial 0500502
Charles V. Castro,
Network Services Depot Inc.
November 14, 2005 Consent Order 0400211
Century Financial Inc.,
Demondo S. Thomas,
James E Casmay
November 14, 2005 Order Of Prohibition 0500200
Anthony M. Quirini November 16, 2005 Notice Of Hearing 0500351
Quentin G. Bischoff November 16, 2005 Summary Order Of Denial 0500586
Tony Gannacone I I I November 16, 2005 Summary Order Of Denial 0500409
A.S.G. Securities Inc. November 21, 2005 Summary Order Of Denial 0400700
Christopher F. Veale November 21, 2005 Consent Order Of Withdrawal 0500318
Danny R. Talbott November 21, 2005 Consent Order Of Revocation 0400779
John H. Herzog November 21, 2005 Consent Order Of Censure And Fine 0500348
Berenger Financial Group,
Kenneth Bridgman,
Michael Coombs,
Lauri Cameron,
Todd Grover,
Dan Duckworth
November 22, 2005 Order Of Prohibition 0500058
James Murdock November 22, 2005 Consent Order 0400211
Daniel Passarelli,
D/B/A Million Inc.
November 22, 2005 Temporary Order Of Prohibition 0400731
Martin W. Prinz November 22, 2005 Consent Order Of Dismissal 0400669
Nicolas Arango November 22, 2005 Notice Of Hearing 0200626
Shawn William Sorrells November 22, 2005 Order Of Revocation 0500279
The Phoenix Group,
Christian Burnett,
Michael Coombs,
Elyesse Concepcion,
A/K/A Elyesse Conception
November 23, 2005 Order Of Prohibition 0500186
Accelerated Returns Inc.,
William R. Wragg
November 28, 2005 Consent Order To Continue Temporary Order 0500535
Accelerated Returns Inc.,
William R. Wragg
November 28, 2005 Notice Of Hearing 0500535
Chester Potash,
Carlo Bini,
Checkmate Financial Inc.
November 29, 2005 Order Of Prohibition 0500438
Ispe 500,
Bill Murray
November 29, 2005 Order Of Prohibition 0500164
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