Skip Navigation
HomeDepartmentsSecuritiesAdministrative Actions Search

ADMINISTRATIVE ACTIONS SEARCH

Search Criteria: Begin Date "05-01-2013" End Date "05-31-2013"
Return to Search
Name of Respondent(s) Date Type of Action File Number
Michael Morawski May 03, 2013 Consent Order Of Prohibition 0700224
Ovanes "John" Mikaelian,
A.A.A. Venture Business Brokers Ltd.,
A/K/A Venture Business Brokers Ltd.
May 03, 2013 Summary Order Of Revocation 1300005
James Alan Issel May 07, 2013 Consent Order Of Dismissal 1300139
James Alan Issel May 07, 2013 Consent Order Of Dismissal 1300153
Richard W. Ahrendt,
Hydro-Tek Inc.,
D/B/A Hydro-Tek Environmental Systems Inc.
May 08, 2013 Consent Order Of Prohibition 1100217
C.W.S. Investments May 16, 2013 Notice Of Hearing 1200544
Robert David Smith May 20, 2013 Notice Of Hearing 1300185
Chadwick Creech,
Yuwen Creech,
Streamone L.L.C.,
Streamone F.S. L.L.C
May 21, 2013 Amended Notice Of Hearing 1100294
Michael Lee Romero May 21, 2013 Consent Order Of Dismissal 1300187
L. Kennedy,
D/B/A Luxem Capital,
Lydia Kennedy Rita,
Yung Bae Kim
May 21, 2013 Order Of Prohibition 1300141
Richard Hans Bach,
Westor Capital Group Inc.
May 22, 2013 Corrected Summary Order Of Suspension 1300178
Ronald Robert Covington May 24, 2013 Consent Order Of Dismissai 1300155
Spiros Picoulas,
A/K/A Spyros Picoulas
May 24, 2013 Notice Of Hearing 1200176
Rick Lynn Hixon,
Southern Seafood Company L.L.C.
May 31, 2013 Order Of Prohibition 1200275
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader