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Search Criteria: Begin Date "05-01-2007" End Date "05-31-2007"
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Name of Respondent(s) Date Type of Action File Number
Semper Libera May 01, 2007 Order Of Prohibition 0500325
S.K.B. Consulting L.L.C.,
Scott A. Smith
May 01, 2007 Notice Of Hearing 0700216
Jerome A. Timmermann May 02, 2007 Consent Order 0500552
Roy H. Waugh,
D/B/A 412 Omni Media L.L.C.
May 03, 2007 Order Of Prohibition 0700062
Oscar Donald Overbey Jr. May 07, 2007 Order Of Prohibition And Revocation 0600460
Philadelphia Investors Ltd. May 08, 2007 Notice Of Hearing 0600440
Michael J. Brdecka May 14, 2007 Corrected Order Of Revocation 0600429
Pebble Beach Investments L.L.C.,
Barry Chessick,
Vienna Trust Capital Ltd.
May 14, 2007 Consent Order 0500332
Pebble Beach Investments L.L.C.,
Barry Chessick,
Vienna Trust Capital Ltd.
May 14, 2007 Order Of Dismissal 0500332
A. G. Edwards & Sons Inc.,
Suzanne Michelle Wiegand
May 18, 2007 Notice Of Hearing 0600669
Guy Willliams,
Williams Realty And Investments,
Grow Wealth Enterprises
May 21, 2007 Summary Order To Cease And Desist 0600545
Thomas Anthony Demarco May 24, 2007 Order Of Revocation 0600188
Bradley K. Clark May 25, 2007 Order Of Prohibition 0500536
Platinum Capital Advocates Inc.,
Platinum Capital Advocates Elite Inc.
May 25, 2007 Order Of Prohibition 0700066
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