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ADMINISTRATIVE ACTIONS SEARCH

Search Criteria: Begin Date "05-01-2006" End Date "05-31-2006"
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Name of Respondent(s) Date Type of Action File Number
Max J. Silberman May 01, 2006 Corrected Notice Of Hearing 0500100
Michael J. Schumacher May 02, 2006 Notice Of Hearing 0500347
Robert E. Messinger May 04, 2006 Notice Of Hearing 0500353
Harvest Financial Corporation May 10, 2006 Consent Order Of Fine 0500562
Marshall G. Wolbers,
Meridian Technologies L.L.C.
May 10, 2006 Notice Of Hearing 0500432
Stralem & Company Inc. May 11, 2006 Consent Order Of Fine 0400726
Tom Smith,
Designed4hits
May 11, 2006 Order Of Prohibition 0300944
Tony Gannacone I I I May 16, 2006 Consent Order Of Withdrawal 0500409
Chris J. Brainard May 18, 2006 Notice Of Hearing 0500315
David Ferst May 18, 2006 Notice Of Hearing 0600249
James E. Easton May 18, 2006 Order Of Dismissal 0400442
Roger L. Overby May 19, 2006 Corrected Notice Of Hearing 0600099
Tony Gannacone I I I May 22, 2006 Order Vacating Summary Order 0500409
Leslie Schaller May 24, 2006 Notice Of Hearing 0500083
Seed International Ltd.,
D/B/A Churchill Assocaites,
Ocean International Marketing Ltd.,
Isack Nadya
May 24, 2006 Temporary Order Of Prohibition 0400250
Allen Company Of Florida Inc. May 24, 2006 Notice Of Hearing 0500673
Daniel E. Brunette May 25, 2006 Consent Order Of Withdrawal 0400697
Chanse K. Menendez May 25, 2006 Notice Of Hearing 0500213
Gary Wayne Hardy,
Hardy Asset Management
May 25, 2006 Order Of Prohibition And Fine 0500472
Erudite Systems Inc.,
Bill Pruim Jr.,
Platinum Investment Group,
Aber Loewen,
Zurich Global Trust Holdings A.G.
May 25, 2006 Order Of Prohibition And Fine 0500191
John Allen Anderson May 30, 2006 Notice Of Hearing 0500232
Leonard Ferrara,
National Labor Planning Ltd.
May 31, 2006 Temporary Order Of Prohibition 0500298
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