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Search Criteria: Begin Date "05-01-2003" End Date "05-31-2003"
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Name of Respondent(s) Date Type of Action File Number
U.B.S. Warburg L.L.C.,
U.B.S. Paine Webber Inc.
May 01, 2003 Order Of Dismissal 0200674
Robert S. Goldfine May 01, 2003 Consent Order Of Dismissal And Censure 0200914
Stanslav Kaminsky May 01, 2003 Notice Of Hearing 0300068
Harvey L. Bunker Jr. May 02, 2003 Order Of Revocation 0201059
Emanuele A. Scarso May 08, 2003 Notice Of Hearing 0300152
Alan J. Touch May 09, 2003 Order Of Prohibition 0200597
Bonnie Arnel May 09, 2003 Order Of Prohibition 0200853
Some Music Inc. May 09, 2003 Order Of Prohibition 0200861
Touch Scientific Inc. May 09, 2003 Order Of Prohibition 0200597
Arthur D. Elrod May 12, 2003 Consent Order Of Revocation 0201041
Buck Tv.Com,
Larry Hunter
May 12, 2003 Temporary Order Of Prohibition 0200520
David Klahr May 12, 2003 Temporary Order Of Prohibition 0200520
Fx Specialists May 12, 2003 Temporary Order Of Prohibition 0200979
H.J.M. International Trading Ltd. May 12, 2003 Temporary Order Of Prohibition 0201001
Randall C. Peck May 12, 2003 Consent Order Of Censure 0201062
Jones And Associates,
Hope Jones
May 13, 2003 Order To Vacate 0200908
Atlas Financial Services May 14, 2003 Temporary Order Of Prohibition 0300148
Kelly J. Woitel May 15, 2003 Notice Of Hearing 0200373
Kenneth Macqueen,
Macqueen Capital Management Corp.
May 15, 2003 Order Of Prohibition 0300022
Michael J. Murphy May 15, 2003 Order Of Prohibition 0300034
Alton Securities Group Inc. May 20, 2003 Notice Of Hearing 0201020
Aryeh T. Goldbloom May 22, 2003 Consent Order Of Revocation 0300010
Holoworld Inc. May 22, 2003 Order Of Prohibition 0100337
Coastal Discount Stockbrokers Inc. May 23, 2003 Summary Order Of Denial 0300043
Mark Anthony Skertich May 27, 2003 Notice Of Hearing 0100662
J & R Financial Group Inc.,
Ronald Provart
May 30, 2003 Notice Of Hearing 0200391
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