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Search Criteria: Begin Date "03-01-2005" End Date "03-31-2005"
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Name of Respondent(s) Date Type of Action File Number
Frances E. Smith March 01, 2005 Notice Of Hearing 0400408
Cash Link Systems Inc. March 03, 2005 Notice Of Hearing 0400536
Brian K. Martinsen March 08, 2005 Notice Of Hearing 0500051
John D. Buglisi March 08, 2005 Notice Of Hearing 0400717
Millennium Associates,
Wall Street Direct Inc.,
Mark S. Perlmutter,
George F. Holmes,
Peter Hare
March 08, 2005 Second Amended Notice Of Hearing 0300745
Phillip R. Zanone Jr. March 08, 2005 Notice Of Hearing 0400397
William H. Pluchel March 08, 2005 Consent Order Of Withdrawal 0400545
Biolustre,
Michael Mata,
Leonard E. Buchanan
March 11, 2005 Temporary Order Of Prohibition 0300790
L.H. Ross And Company March 11, 2005 Order Of Cancellation 0400135
Mark D. De Souza March 11, 2005 Summary Order Of Denial 0400663
L.H. Ross And Company March 11, 2005 Order Of Cancellation 0300710
Estate Management Services Inc.,
A/K/A E.M.S.,
Daniel George Petrilli
March 14, 2005 Notice Of Hearing 0400756
Howard J. Mofshin March 15, 2005 Notice Of Hearing 0500048
Morgan Stanley D.W. Inc. March 15, 2005 Notice Of Hearing 0300627
Primex,
Prime Securities Exchange Inc.,
Cary Edwin Grant
March 15, 2005 Notice Of Hearing 0200798
Cash Link Systems Inc. March 16, 2005 Consent Order Of Prohibition 0400536
World Wide Market Planners L.L.C.,
James Pilon,
Verna Piion
March 17, 2005 Temporary Order Of Prohibition 0500163
Paul B. Litwicki March 18, 2005 Temporary Order Of Prohibition 0500078
Kim E. Elverud March 21, 2005 Notice Of Hearing 0400719
Patrick O. Pascarella March 21, 2005 Notice Of Hearing 0400690
Christian Dream Builders Financial Planning Inc.,
Kenneth D. Bivens,
Sidney C. Dove
March 23, 2005 Notice Of Hearing 0400252
Crestone Securities L.L.C. March 23, 2005 Consent Order Of Dismissal 0400699
Piper Jaffray & Co.,
F/K/A U.S. Bancorp Piper Jaffray Inc.
March 24, 2005 Consent Order 0400034
Piper Jaffray & Co.,
F/K/A U.S. Bankcorp Piper Jaffray Inc.
March 24, 2005 Notice Of Hearing 0400034
Piper Jaffray & Co.,
F/K/A U.S. Bancorp Piper Jaffray Inc.
March 24, 2005 Order Of Dismissal 0400034
Arbon Hairston,
D/B/A Satellite Doctors
March 28, 2005 Notice Of Hearing 0400119
Money Asset Management Inc.,
Dante Fala,
L. Anthony Pickett
March 29, 2005 Temporary Order Of Prohibition 0500016
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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