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Search Criteria: Begin Date "06-01-2011" End Date "06-30-2011"
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Name of Respondent(s) Date Type of Action File Number
Beckford'S Transport Corporation,
Franklyn Beckford Jr.,
Franklyn Beckford Sr.,
Sarah Beckford
June 01, 2011 Order Of Prohibition 1100169
Lambert Clark Group L.L.C.,
L.C.G. Global Assets Limited,
Kevin James Reed
June 01, 2011 Consent Order Of Prohibition 0900460
Lambert Clark Group L.L.C.,
Kevin James Reed
June 01, 2011 Order Of Dismissal 1000165
Ajay Sarkar,
Panacea Corporation
June 03, 2011 Order Of Prohibition 0900258
Stewart International Consultants Ltd.,
Patricia A. Stewart
June 03, 2011 Order Of Prohibition 0600290
The Wunderkind Group L.L.C.,
Raymond P. Wu,
Rebecca P. Wu
June 03, 2011 Temporary Order Of Prohibition 0900424
James Stead Jr. June 06, 2011 Consent Order Of Censure 0900406
Stephen Aquilino June 06, 2011 Summary Order Of Denial 1100232
Richard J. Heath June 07, 2011 Consent Order 1000242
Luxman Trading Concepts June 08, 2011 Notice Of Hearing 1000287
Fran Span Global L.L.C,
The Healthy Life Style Place Of Oak Park L.L.C.,
Physicians Wellcare Centers Of America
June 10, 2011 Notice Of Hearing 1100208
Kevin Charles Mcgirr,
Mcgirr Financial Services
June 15, 2011 Notice Of Hearing 1000052
Edward Schaibley June 16, 2011 Amended Notice Of Hearing 0900339
G.Z. Gourmet Food And Beverage Inc.,
R. Richard Saxby
June 17, 2011 Order Of Prohibition 0800531
Udell W. Matthews,
Matthews Logistics L.L.C.
June 17, 2011 Order Of Prohibition 0900255
Edward Schaibley June 20, 2011 Consent Order Of Prohibition 0900339
The Matomi Group L.L.C.,
Daniel Andonovski
June 20, 2011 Notice Of Hearing 0800443
John Naurice Baker June 21, 2011 Amended Order Of Dismissal 1100117
Kevin James Reed,
Lambert Clark Group L.L.C.
June 21, 2011 Amended Notice Of Hearing 0800218
Lambert Clark Group L.L.C.,
Kevin James Reed
June 21, 2011 Consent Order Of Prohibition And Revocation 0800218
Blue Horizons Group L.L.C. June 22, 2011 Order To Cease And Desist 1100028
Quad City Investment Advisors L.L.C. June 22, 2011 Consent Order Of Fine 1100214
Solid Ad Solutions L.L.C.,
Eweb Financial L.L.C.
June 22, 2011 Order To Cease And Desist 1000354
Swift Financial Services June 24, 2011 Order Of Prohibition 1000455
Cashel Programs June 28, 2011 Temporary Order Of Prohibition 1100228
Robert Wolfolk Sr June 28, 2011 Order Of Dismissal 1100101
Donald Mark Hutchinson June 30, 2011 Order Of Dismissal 1100151
Peter Thomas Coules June 30, 2011 Order Of Dismissal 1100160
Thomas William Rendl June 30, 2011 Order Of Dismissal 1100173
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