|
Name of Respondent(s)
|
Date
|
Type of Action
|
File Number
|
| Edward Louis Schainker |
June 01, 2010 |
Amended Notice Of Hearing |
0900049 |
| Internet Speedway Inc. |
June 01, 2010 |
Order Cease And Desist |
0900471 |
Screen Media Technology Inc.,
James R. Schuler |
June 01, 2010 |
Notice Of Hearing |
0700031 |
Turboatm.Com,
Bo Small |
June 01, 2010 |
Order To Cease And Desist |
1000144 |
The Lease Coach,
Dale Willerton |
June 02, 2010 |
Order To Cease And Desist |
1000085 |
| William K. Phillips |
June 02, 2010 |
Notice Of Hearing |
1000019 |
| D.J. St. Germain Co. Inc. |
June 03, 2010 |
Consent Order Of Fine |
1000102 |
Ephren Taylor,
City Capital Corporation,
A/K/A City Capital Corp.,
Clean Sweep Holdings Group L.L.C. |
June 03, 2010 |
Temporary Order Of Prohibition |
1000196 |
| Paul Berman |
June 03, 2010 |
Temporary Order Of Prohibition |
1000207 |
Brian Bodie,
Mortgage Desk Inc.,
Duke Lebeau Inc.,
Prestar Financial |
June 04, 2010 |
Consent Order To Continue Temporary |
0800052 |
Gregory Webb,
Infraegis Inc. F/K/A Intelagents Inc.,
Citymainstreet Technologies Group Inc.,
Nextweb Technologies Inc.,
Bacteria Sciences Worldwide L.L.C. |
June 04, 2010 |
Consent Order Of Prohibition |
0700225 |
| James L. Paris Jr. |
June 04, 2010 |
Consent Order Of Dismissal |
1000029 |
Joseph P. Mcgivney Sr.,
Leslie J. Wnukowski,
Edwin Koziol,
D/B/A J.P.M. Inc,
Unique Strategies Inc.,
Hedge Strategies Inc.,
Just Short Inc.,
J.P.M. Options Inc. |
June 04, 2010 |
Notice Of Hearing |
0600457 |
Raymond R. Walls Jr.,
Wigg-Lure Inc. |
June 04, 2010 |
Consent Order |
0800025 |
Gregory Webb,
Infraegis Inc. F/K/A Intelagents Inc.,
Citymainstreet Technologies Group Inc.,
Nextweb Technologies Inc.,
Bacteria Sciences Worldwide L.L.C. |
June 04, 2010 |
Consent Order Of Prohibition |
0800463 |
| Canterbury Consulting Inc. |
June 08, 2010 |
Consent Order Of Fine |
1000105 |
Hjm International Trading Ltd.,
Humberto J. Martinez |
June 08, 2010 |
Order Of Prohibition |
0800510 |
| Td Wealth Management Services Inc. |
June 08, 2010 |
Consent Order Of Fine |
1000103 |
| Fabian Cesar Seyller |
June 09, 2010 |
Consent Order Of Prohibition |
1000036 |
Metro East Insurance Group,
Victoria Renois Mcgee-Harris |
June 11, 2010 |
Order Of Cancellation |
0900516 |
Andy Kiel,
United Property Investments L.L.C.,
Phynance Ltd. |
June 15, 2010 |
Order Of Prohibition |
0900162 |
David J. Hernandez,
Nextstep Financial Services Inc. |
June 15, 2010 |
Order Of Prohibition |
0900043 |
John Burns,
A/K/A John T Burns I I I |
June 15, 2010 |
Temporary Order Of Prohibition |
1000153 |
| Frantz E. Vaneus |
June 18, 2010 |
Temporary Order Of Prohibition |
1000238 |
America'S Best Financial Services Inc.,
Richard Scholl |
June 20, 2010 |
Notice Of Hearing |
0600400 |
Mark Albert Rand,
Gregory Keith Rand,
William Nicholas Rand |
June 21, 2010 |
Order Of Prohibition |
0700019 |
Prayer International,
James Pilon |
June 21, 2010 |
Order Of Prohibition |
0500667 |
Ronald R. Kelly,
21St Sentry Technologies Inc.,
Futurecom Global Inc. |
June 21, 2010 |
Notice Of Hearing |
0900194 |
| John C. Cowin |
June 23, 2010 |
Consent Order Of Withdrawal Of Application |
1000022 |
| Bernardo Misseri |
June 24, 2010 |
Notice Of Hearing |
1000230 |
Ephren Taylor,
City Capital Corporation,
A/K/A/ City Capital Corp,
Clean Sweep Holdings Group L.L.C. |
June 28, 2010 |
Notice Of Hearing |
1000196 |
Paul R. Quinn,
Paul R. Quinn And Associates |
June 28, 2010 |
Consent Order |
0900220 |
Richard Gonski,
Domer Properties ,
|
June 28, 2010 |
Consent Order Of Prohibition |
0900372 |
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Administrative Actions are offered in PDF format unless otherwise stated.
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