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ADMINISTRATIVE ACTIONS SEARCH

Search Criteria: Begin Date "06-01-2007" End Date "06-30-2007"
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Name of Respondent(s) Date Type of Action File Number
Morgan Keegan & Company Inc.,
R.M.K. Select Funds
June 04, 2007 Notice Of Hearing 0500619
Philadelphia Investors Ltd. June 05, 2007 Consent Order Of Withdrawal 0600440
Global Currency Advisors Inc.,
Wealth Management Advisory Inc.,
Precious Metals International Ltd.
June 07, 2007 Temporary Order Of Prohibition 0600366
William Anthony Donoghue,
Donoghue Marine Transport Inc.
June 07, 2007 Temporary Order Of Prohibition 0600431
Newport Lending Group June 08, 2007 Order Of Prohibition 0700092
Paul Howard,
Save Avenue
June 08, 2007 Order To Cease And Desist 0600618
Blue Square Management Inc.,
Viktor Novosselov,
A/K/A David Markowitz,
A/K/A Viktor Novosellof,
F.C.C. Petersburg
June 15, 2007 Order Of Prohibition 0400344
Klaus Alois Robert Offenbacher June 19, 2007 Notice Of Hearing 0700259
Atlantic Financial Solutions June 21, 2007 Temporary Order Of Prohibition 0700188
Carl D. Maxwell June 29, 2007 Consent Order Of Dismissal 0600493
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