Skip Navigation
HomeDepartmentsSecuritiesAdministrative Actions Search

ADMINISTRATIVE ACTIONS SEARCH

Search Criteria: Begin Date "06-01-2006" End Date "06-30-2006"
Return to Search
Name of Respondent(s) Date Type of Action File Number
Victor D. Greco June 02, 2006 Order Of Revocation 0400172
Rodrick James Rieman,
Michael J. Crook,
Z Touch Systems Inc.,
Innovative Financial Services Inc.
June 02, 2006 Temporary Order Of Prohibition 0500002
Rodrick James Rieman,
Michael J. Cook,
Z Touch Systems Inc.,
Innovative Financial Services Inc.
June 02, 2006 Temporary Order Of Prohibition 0600051
Jeffry Schneider June 05, 2006 Amended Notice Of Hearing 0600150
Marcello Rojas,
Roberto Vallejo
June 06, 2006 Temporary Order Of Prohibition 0300633
Michael J. Schumacher June 06, 2006 Consent Order Of Dismissal 0500347
Fernando Garcia Morillo June 12, 2006 Order Vacating Summary Order Of Denial 0500669
Fernando Garcia Morillo June 12, 2006 Consent Order Of Dismissal 0500669
James R. Brown June 13, 2006 Summary Order Of Denial 0500661
Allen Company Of Florida Inc. June 16, 2006 Consent Order Of Fine 0500673
Edelman Financial Services L.L.C. June 19, 2006 Notice Of Hearing 0500434
Amvest Securities Incorporated June 20, 2006 Summary Order Of Denial 0500646
David Green,
The New Regime Investment Club Inc.
June 20, 2006 Order Of Prohibition 0500226
Harriet A. Oruche,
A/K/A Nlke H. Oruche
June 20, 2006 Notice Of Hearing 0600302
Euro Pacific Capital Inc. June 23, 2006 Notice Of Hearing 0600201
Stephanie M. Elliot June 23, 2006 Amended Notice Of Hearing 0600009
James Rhodes Jr. June 26, 2006 Consent Order Of Withdrawal 0400414
Russell Palermo June 26, 2006 Order Of Revocation 0600169
Gary N. Ferraro June 27, 2006 Order Of Revocation 0500520
Jeffry Schneider June 28, 2006 Consent Order Of Withdrawal 0600150
Rocco N. Graziosi June 28, 2006 Summary Order Of Denial 0600038
Amvest Securities Incorporated June 29, 2006 Notice Of Hearing 0500646
Robert E. Messinger June 29, 2006 Consent Order Of Withdrawal 0500353
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader