ADMINISTRATIVE ACTIONS SEARCH
Search Criteria: Begin Date "07-01-2011" End Date "07-31-2011"
| Name of Respondent(s) | Date | Type of Action | File Number |
|---|---|---|---|
| Eugene Morrissette, Gm Enterprises |
July 01, 2011 | Order Of Prohibition | 1000256 |
| Genadi Yagodayev, Rockford Funding Group L.L.C |
July 01, 2011 | Temporary Order Of Prohibition | 1000073 |
| Mark L. Borst, Nicolas Hindman, Mel Krumdick, Todd Dyer, Midwest Farmland Limited Partnership, Midwest Farmland Management Corporation, Midwest Farmland Acquisitions, American Farmland Partners Corporation, Agricultural Network Corporation |
July 06, 2011 | Temporary Order Of Prohibition | 1000325 |
| George Dragel | July 07, 2011 | Notice Of Hearing | 1100016 |
| Robert R. Petersen, First U.S. Equities Inc., First Federal Equities Inc. |
July 08, 2011 | Consent Order To Continue Temporary | 0900498 |
| Lawrence I. Goldstefn | July 12, 2011 | Consent Order Of Withdrawal | 1100065 |
| Peter V. Eliades | July 13, 2011 | Notice Of Hearing | 1100262 |
| Stephen Aquilino | July 13, 2011 | Notice Of Hearing | 1100232 |
| Putnam Energy L.L.C. | July 14, 2011 | Consent Order Of Prohibition | 1100199 |
| Christos Fotiadis | July 15, 2011 | Order To Vacate | 1000180 |
| Ashton Garnett Securities L.L.C | July 18, 2011 | Corrected Notice Of Hearing | 1100075 |
| Capital Development Group L.L.C., Eag Capital Holdings Inc., Alex Field, Gary Fishkin, Edward Renko |
July 18, 2011 | Second Amended Notice Of Hearing | 0900017 |
| Lombardi & Co Inc. | July 18, 2011 | Corrected Notice Of Hearing | 1100066 |
| Jerry Isaacson, Barry Isaacson, Freezer Products, L.L.C., Target Foods L.L.C |
July 21, 2011 | Notice Of Hearing | 1000202 |
| Matthew Sapaula, Matthew Sapaula Inc. |
July 21, 2011 | Temporary Order Of Prohibition | 0900415 |
| Richard A. Cavileer | July 21, 2011 | Consent Order Of Withdrawal | 1100064 |
| The Wunderkind Group L.L.C, Raymond P. Wu, Rebecca P. Wu |
July 21, 2011 | Order Of Prohibition | 0900424 |
| Kph/Invest Inc. | July 26, 2011 | Notice Of Hearing | 1100046 |
| Mh Investments L.L.C | July 26, 2011 | Notice Of Hearing | 1100042 |
| James Parker, Connectvve.Com, Connectwe.Inc. |
July 27, 2011 | Consent Order Of Prohibition | 1000417 |
| Sequoia Group Inc., Michael R. Kimmelman |
July 27, 2011 | Fourth Amended Notice Of Hearing | 1000376 |
| Sequoia Group Inc., Michael R. Kimmelinan |
July 27, 2011 | Fourth Amended Notice Of Hearing | 1000404 |
| The Maxim Group L.L.C. | July 28, 2011 | Consent Order | 0800557 |
| Cashel Programs | July 29, 2011 | Order Of Prohibition | 1100228 |
| Thomas F. Utley | July 29, 2011 | Order Of Prohibition | 0900461 |
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader