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Search Criteria: Begin Date "07-01-2009" End Date "07-31-2009"
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Name of Respondent(s) Date Type of Action File Number
Kevin Gray,
Silvershore Investment Group
July 01, 2009 Notice Of Hearing 0800031
J.P. Morgan Distribution Services Inc. July 06, 2009 Consent Order Of Fine 0900106
Dragolijub Giljen,
A/K/A Daniel Giljen/Dan Giljen
July 07, 2009 Notice Of Hearing 0900219
Matthew T. Scott,
Gelsco Inc.
July 07, 2009 Order Of Prohibition 0900182
William W. Block Jr. July 07, 2009 Order Of Prohibition 0600453
Glenn John Kozeluh July 08, 2009 Temporary Order Of Prohibition 0900151
Nunami Services L.L.C. July 10, 2009 Consent Order Of Fine 0900115
William H. Weisbrod July 10, 2009 Notice Of Hearing 0900216
Toney Leora,
Newbanc Commercial Group Inc.
July 10, 2009 Temporary Order Of Prohibition 0800605
Blue Rose Wealth Management L.L.C. July 13, 2009 Notice Of Hearing 0900188
Worldbanc Financial Group Inc.,
Gray Shelton
July 13, 2009 Temporary Order Of Prohibition 0800054
Roy Eugene Combs July 13, 2009 Notice Of Hearing 0600056
Tag Securities Corp. July 15, 2009 Consent Order Of Fine 0900104
Jeffrey A. Bishop July 16, 2009 Notice Of Hearing 0600052
London Life Financial July 16, 2009 Temporary Order Of Prohibition 0800609
David B. Jordan,
Faith B. Jordan
July 17, 2009 Notice Of Hearing 0600466
Tai Chi Pham July 17, 2009 Temporary Order Of Prohibition 0900227
Dragolijub Giljen,
A/K/A Daniel Giljen/Dan Giljen
July 21, 2009 Consent Order To Continue Temporary Order 0900219
S.D.M Investments L.L.C July 21, 2009 Consent Order Of Fine 0900063
Brian T. Williamson,
Here To Help Products Inc.
July 24, 2009 Temporary Order Of Prohibition 0900291
Michael Dargan,
James David Browning,
Allied Equity Partners Management Co. Inc.,
Allied Equity Partners Inc.
July 24, 2009 Temporary Order Of Prohibition 0900221
Daniel Parrilli,
Christopher Andersen,
Sundown Entertainment Inc.,
Bonner Productions Inc.
July 30, 2009 Temporary Order Of Prohibition 0900234
Jeffrey A. Bishop July 31, 2009 Consent Order 0600052
J & W Financial Services Inc.,
J & W Construction Inc.,
Derek J. Woods,
Bear Cares Day Care Center
July 31, 2009 Order Of Prohibition 0800515
M.G.P Global Real Estate,
Gregory E. Perkins
July 31, 2009 Order Of Prohibition 0800097
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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