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Search Criteria: Begin Date "07-01-2008" End Date "07-31-2008"
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Name of Respondent(s) Date Type of Action File Number
Raul Marrero,
Reeden Capital Group Inc.,
Multi Family Three L.L.C.
July 01, 2008 Order Of Prohibition 0600524
Bartholomew "Bart" Andrew Newman July 03, 2008 Temporary Order Of Prohibition 0800198
Justin Albert Carroll July 08, 2008 Notice Of Hearing 0800029
Legacy Capital Inc.,
A/K/A Legacy Trust Inc.,
A/K/A Legacy Trust Foundation,
Manna Humanitarian Foundation,
A/K/A Manna Trading Corp. Ltd,
Hal (Mick) Allan Mcleod,
Diane Sharon Rosiek
July 09, 2008 Temporary Order Of Prohibition 0700542
Virgil Elson July 14, 2008 Consent Order Of Prohibition 0700163
William John Nasgovitz July 14, 2008 Notice Of Hearing 0800264
Dean Waters,
Chris Gilley.
July 16, 2008 Notice Of Hearing 0700549
Terry L. Edlen July 16, 2008 Notice Of Hearing 0800284
Alexi M. Bethel July 17, 2008 Notice Of Hearing 0800280
First Geneva Capital,
Navigators International,
Texas Holdings,
Curtis Mann,
Benjamin Young,
James Spurger
July 18, 2008 Temporary Order Of Prohibition 0800100
Dean Waters,
Chris Gilley
July 21, 2008 Consent Order Of Censure 0700549
Eric W. Mason July 21, 2008 Consent Order Of Suspension 0800211
Benedicto Tolentino,
Cielo Tolentino,
Metropolis Investments Inc.,
Great Midwest Real Estate Inc.,
Bahai Management Co.,
Tolentino Acquisitions Group Inc.,
Continental Land Holdings L.L.C.
July 23, 2008 Temporary Order Of Prohibition 0700170
Traderight Corporation,
D/B/A Traderight Securities Inc.,
Christopher R. Wurtzinger,
Michael J. Rukujzo,
George Dragel,
John H. Lohmeier,
Rebecca A. Townsend
July 24, 2008 Consent Order 0700416
Douglas Brandau,
Ron Kimball
July 25, 2008 Amended Notice Of Hearing 0500387
Michael A. Silverman July 28, 2008 Order Of Denial 0800268
George Warren Ingram July 31, 2008 Order Of Prohibition 0600600
U.B.S. Financial Services Inc. July 31, 2008 Notice Of Hearing 0500612
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