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Search Criteria: Begin Date "07-01-2003" End Date "07-31-2003"
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Name of Respondent(s) Date Type of Action File Number
J.J. West Central Of Ill Inc.,
A/K/A J.J. Inc.,
Robert Jenkins
July 03, 2003 Consent Order 0200641
Robinson & Lukens Inc. July 03, 2003 Summary Order Of Denial 0300196
Greeting Cards Of America,
Alex Carr
July 07, 2003 Summary Order To Cease And Desist 0300598
Integrated Credit Service July 07, 2003 Temporary Order Of Prohibition 0300614
J & R Financial Group Inc.,
Ronald Provart,
James A. Blackburn
July 07, 2003 Amended Notice Of Hearing 0200391
Polite And Company,
Philip L. Polite
July 08, 2003 Notice Of Hearing 0300194
Adam Mosslih July 09, 2003 Notice Of Hearing 0300164
Joseph T. Pagano Jr. July 09, 2003 Notice Of Hearing 0300556
Wayne M. Dennis July 09, 2003 Notice Of Hearing 0300137
Stanslav Kaminsky July 10, 2003 Order Of Revocation 0300068
Emanuele A. Scarso July 11, 2003 Order Of Revocation 0300152
Jon A. Darmstadter July 11, 2003 Notice Of Hearing 0100052
Little Bell And Company L.L.C.,
Doug Little
July 11, 2003 Order Of Prohibition 0100052
Nicholas G. Tsikitas July 11, 2003 Notice Of Hearing 0300555
Gold Capital Management Inc. July 16, 2003 Summary Order Of Denial 0300092
Robinson & Lukens Inc. July 16, 2003 Notice Of Hearing 0300196
Buck Tv.Com,
Larry Hunter
July 17, 2003 Order Of Prohibition 0200520
Spectrum Capital Markets Inc.,
Santhosh Thomas
July 17, 2003 Amended Temporary Order 0200959
Advent Capital Partners Ltd.,
Samuel Daly
July 18, 2003 Amended Temporary Order 0300553
The National Capital Companies Inc. July 18, 2003 Notice Of Hearing 0200054
Key Financial July 21, 2003 Order Of Prohibition 0300572
Alton Securities Group Inc. July 24, 2003 Consent Order Of Censure 0201020
Wayne M. Dennis July 28, 2003 Consent Order Of Dismissal 0300137
Barry Chaskes July 30, 2003 Notice Of Hearing 0300185
Pond Securities Corporation July 30, 2003 Summary Order Of Denial 0300545
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