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Search Criteria: Begin Date "01-01-2014" End Date "01-31-2014"
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Name of Respondent(s) Date Type of Action File Number
Grand Meridian Private Equity Ltd.,
Sean Wineberg
January 13, 2014 Order Of Prohibition 1300439
David Matthew Lisnek January 17, 2014 Notice Of Hearing 1300411
Mark David Hurwitz January 21, 2014 Notice Of Hearing 1200057
Mark David Hurwitz January 21, 2014 Consent Order 1200057
Big Interest,
Pamela "Pam" Mccaa,
To The Rescue L.L.C.
January 29, 2014 Temporary Order Of Prohibition 1000225
Jeffrey A Batio,
Armada Sysems L.L.C.
January 29, 2014 Order Of Prohibition 1200299
Marc St. Pierre,
D.B.A. Saint Properties
January 29, 2014 Order Of Prohibition 1300279
Randy Szostek,
D.B.A. Saint Properties
January 29, 2014 Consent Order To Continue Temporary Order 1300279
Blackrock Capital Investments,
Jonathan Law
January 31, 2014 Temporary Order Of Prohibition 1300409
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