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Search Criteria: Begin Date "01-01-2010" End Date "01-31-2010"
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Name of Respondent(s) Date Type of Action File Number
Jay Johnson January 04, 2010 Consent Order Of Prohibition 0600601
Steven J. Simone January 05, 2010 Notice Of Hearing 0900492
Mohammad A. Ullah,
Atlantis Investment Corporation
January 07, 2010 Temporary Order Of Prohibition 0900269
Drewry Custom Homes L.L.C.,
Richard Edwin Drewry
January 08, 2010 Order Of Prohibition 0800390
Metro East Insurance Group,
Victoria Renois Mcgee-Harris
January 08, 2010 Temporary Order Of Prohibition And Suspension 0900516
Gary L. Lange January 12, 2010 Temporary Order Of Prohibition 0900181
Centennial-Financial Group January 12, 2010 Order Of Prohibition 0900405
Paul A. Kuiper January 12, 2010 Consent Order Of Revocation 0900475
Eric Arlt January 13, 2010 Order Of Dismissal 0700550
Paul S. Shechter,
Brian Sanders,
Itradedirect.Com
January 13, 2010 Consent Order 0700550
Regan Asset Management L.L.C. January 14, 2010 Order Of Revocation 0900065
Raymond D. Walls Jr.,
Wigg-Lure Inc.
January 15, 2010 Notice Of Hearing 0800025
Frederick G. Billings,
Freedom Tax Solutions Inc.
January 21, 2010 Notice Of Hearing 0800564
Great Value Referrals January 22, 2010 Order Of Prohibition 0900513
A.I.R. Inc.,
Michael W. Smith
January 26, 2010 Amended Notice Of Hearing 0900155
Amvest Securities Inc. January 26, 2010 Notice Of Hearing 0900296
John R. Tufts January 26, 2010 Consent Order Of Withdrawal 0900404
Michael Rivers,
Mr2 Enterprises L.L.C.
January 26, 2010 Temporary Order Of Prohibition 0900392
Thomas P. Fitzgerald January 26, 2010 Notice Of Hearing 0900515
Logisol Inc.,
Belal K. Faruki
January 27, 2010 Temporary Order Of Prohibition 0900024
Richard Ghetzler,
Ghetzler Aero-Power Corporation
January 28, 2010 Notice Of Hearing 0800185
Marc Winters January 28, 2010 Consent Order Of Dismissal 0900456
Richard Kelsey,
Ispottedyou.Com Inc.
January 28, 2010 Order Of Prohibition 0900436
Jerry Miller,
James David Browning,
E.R Urgent Care Management Co. Inc.,
E.R Urgent Care Holdings Inc.
January 29, 2010 Temporary Order Of Prohibition 0800388
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