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Search Criteria: Begin Date "01-01-2009" End Date "01-31-2009"
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Name of Respondent(s) Date Type of Action File Number
Roth Financial Group Inc.,
Anthony Gerard Roth
January 05, 2009 Consent Order 0700203
Hinsdale Associates Inc. January 06, 2009 Notice Of Hearing 0700458
Robert J. Lunn,
Lunn Partners L.L.C.
January 07, 2009 Second Amended Notice Of Hearing 0400750
First Geneva Capital,
Navigators International Co.,
Texas Holdings Inc.,
Curtis Mann,
Benjamin Young,
James Spurger
January 12, 2009 Order Of Prohibition 0800100
Innotech Laboratories Inc.,
Brian L. Jones
January 12, 2009 Order Of Prohibition 0700422
Wextrust Capital L.L.C.,
Steven Byers,
Joseph Shereshevsky
January 12, 2009 Temporary Order Of Prohibition 0700454
Dale Jansma,
Jansma Builders Inc.
January 13, 2009 Temporary Order Of Prohibition 0800433
Jay C. Zayer January 15, 2009 Second Amended Notice Of Hearing 0500587
David B. Jordan,
Faith B. Jordan
January 16, 2009 Temporary Order Of Prohibition 0600466
Francis Michael Evans January 16, 2009 Consent Order 0800473
Accelerated Returns Inc.,
William R. Wragg
January 20, 2009 Consent Order Of Prohibition 0500535
Ralph W. Russell,
R.W.R Capital Partners L.L.C.,
R.W.R. Capital Management L.L.C.
January 20, 2009 Third Amended Notice Of Hearing 0700041
Igor Anatsko,
Maria Chychula,
Vitaliy M. Baka,
D/B/A Gnxpert
January 21, 2009 Temporary Order Of Prohibition 0600055
Anthony A. James,
James Asset Advisory L.L.C.
January 22, 2009 Temporary Order Of Prohibition 0800331
Lori J. Barnes January 22, 2009 Corrected Consent Order Of Withdrawal 0800164
Alliance Leasing L.L.C. January 23, 2009 Consent Order Of Prohibition 0700462
Brian H. Denyer,
Julie Denyer,
D/B/A Batu Annum L.P.
January 23, 2009 Temporary Order Of Prohibition 0700270
Morgan Keegan & Company Inc.,
R.M.K. Select Funds
January 23, 2009 Order Of Dismissal 0500619
Prevention Laboratories L.L.C. January 23, 2009 Consent Order 0700534
Richard N. Beleutz January 26, 2009 Notice Of Hearing 0800051
Justin Albert Carroll January 27, 2009 Order Of Revocation 0800029
Mark Ruttenberg,
Jill Ruttenberg,
Monarch Visual Solutions Inc.
January 28, 2009 Consent Order To Continue Temporary Order 0700461
John J. Parker January 29, 2009 Consent Order Of Dismissal 0800292
Richard J. Massaux January 29, 2009 Consent Order Of Dismissal 0800291
Wayne R. Hannah I I I,
Bruce Tizes,
T.S.G. Real Estate L.L.C.,
T.S.G. Capital Fund I L.L.C.,
Insight Real Estate L.L.C.,
Green Realty Trust Inc.,
Insight Green Reit Advisor L.L.C.
January 30, 2009 Temporary Order Of Prohibition 0800157
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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