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Search Criteria: Begin Date "02-02-2009" End Date "02-28-2009"
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Name of Respondent(s) Date Type of Action File Number
Javeed Azziz Matin February 02, 2009 Temporary Order Of Prohibition 0800208
Bankcard Empire February 03, 2009 Order To Cease And Desist 0800438
Pigeon King International Inc. February 03, 2009 Summary Order To Cease And Desist 0800135
Riley K. Mchugh February 03, 2009 Amended Notice Of Hearing 0700358
Rate Search Inc.,
Scott Luster
February 03, 2009 Order Of Prohibition 0800220
M.D.S. Freedom L.L.C.,
Michael D. Schleif
February 04, 2009 Temporary Order Of Prohibition 0800203
Mark Anthony Skertich February 05, 2009 Order Of Prohibition 0100662
Phillip S. Eggers February 05, 2009 Consent Order Of Withdrawal 0800340
Heartland Resources Inc. February 06, 2009 Amended Notice Of Hearing 0700586
Jerry A. Douglas February 06, 2009 Consent Order 0700534
Legacy Financial Assurance Group Inc.,
James Scott Schlueter
February 06, 2009 Temporary Order Of Prohibition 0800501
Dale Jansma,
Jansma Builders Inc.
February 13, 2009 Order Of Prohibition 0800433
Douglas Brandau February 13, 2009 Consent Order 0500387
Harold C. Eberling Jr. February 13, 2009 Notice Of Hearing 0700511
Illinois Commonwealth L.L.C.,
Illinois Commonwealth Trust Fund,
Joel A. Dykstra
February 13, 2009 Order Of Prohibition 0800494
Meredith K. Bromfield February 13, 2009 Notice Of Hearing 0700515
Wes Becker February 13, 2009 Consent Order 0200961
Wextrust Capital L.L.C.,
Steven Byers,
Joseph Shereshevsky
February 13, 2009 Order Of Prohibition 0700454
Michael Russo February 17, 2009 Notice Of Hearing 0500357
Bernard L. Madoff February 18, 2009 Order Of Suspension 0800608
Sunrise Equities Inc.,
Sunrise Management I I L.L.C.,
D/B/A Sunrise Development Group,
D/B/A Sunrise Development Inc.,
Salman Ibrahim,
Amjed Mahmood,
Mohammad Akbar Zahid
February 18, 2009 Order Of Prohibition 0800464
Capital Development Group L.L.C.,
E.A.G. Capital Holdings Inc.,
Alex Field,
Gary Fishkin,
Edward Renko
February 20, 2009 Temporary Order Of Prohibition 0900017
Scott M. Ross,
Harbor Private Funds L.L.C.,
Harbor Wealth Management L.L.C.,
Harbor Capital Funds L.L.C.,
Maize Capital Management L.L.C.,
Maize Asset Management L.L.C.,
Maize Fund L.P.
February 20, 2009 Temporary Order Of Prohibition 0800512
John Frazier,
Media Concepts Inc.
February 23, 2009 Temporary Order Of Prohibition 0700582
Keith Andrew Wetteland,
S.A. Financial
February 23, 2009 Temporary Order Of Prohibition 0700531
U.S.G. & E Inc.,
Doug W. Marcille
February 23, 2009 Consent Order 0600652
Edward Louis Schainker February 24, 2009 Temporary Order Of Suspension 0900049
Paul B. Bulgajewski February 27, 2009 Order Of Revocation 0800284
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