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Search Criteria: Begin Date "02-02-2004" End Date "02-28-2004"
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Name of Respondent(s) Date Type of Action File Number
Barry F. Cassese February 02, 2004 Notice Of Hearing 0300836
Gregory Gassoso February 02, 2004 Consent Order Of Withdrawal 0300654
Salvatore A. Fradella February 04, 2004 Notice Of Hearing 0300864
Quarters Only Inc. February 10, 2004 Order To Cease And Desist 0300715
Starmax Entertainment February 10, 2004 Temporary Order Of Prohibition 0400061
Zoom Technologies February 10, 2004 Summary Order To Cease And Desist 0100701
Nancy Barron & Associates Inc. February 19, 2004 Summary Order Of Denial 0300788
Bear Stearns & Co. Inc. February 24, 2004 Consent Order 0400033
Keith J. Andrews February 24, 2004 Notice Of Hearing 0300942
Marc S. Kimmel February 24, 2004 Summary Order Of Denial 0300671
Bear Stearns & Co. Inc. February 26, 2004 Notice Of Hearing 0400033
Bear Stearns & Co. Inc. February 26, 2004 Order Of Dismissal 0400033
Davis Financial Group February 26, 2004 Temporary Order Of Prohibition 0400027
Dunmac Financial Associates,
A/K/A A.D.R. Marketing
February 26, 2004 Temporary Order Of Prohibition 0400007
Euro Resource Group February 26, 2004 Temporary Order Of Prohibition 0200131
Jon A. Darmstadter February 26, 2004 Amended Notice Of Hearing 0100052
Rochelle,
A/K/A Shellie G. Cohen
February 26, 2004 Notice Of Hearing 0400017
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