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Search Criteria: Begin Date "12-01-2009" End Date "12-31-2009"
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Name of Respondent(s) Date Type of Action File Number
Lakeland Shores L.L.C.,
Barry Chessick,
Nancy J. Sertich Kennedy,
Anne Chessick
December 01, 2009 Amended Notice Of Hearing 0800567
Michael C. Kizman December 01, 2009 Notice Of Hearing 0900379
Amerivest Trust Group,
Deihl & Company,
Deihl Capital,
A.R.A. Capital,
Reed Kyle Diehl
December 02, 2009 Temporary Order Of Prohibition 0800287
Michael Franks L.L.C.,
Michael Morawskl,
Frank Constant
December 02, 2009 Temporary Order Of Prohibition 0700224
Dean Robert Bordeaux December 03, 2009 Notice Of Hearing 0800229
Drewry Custom Homes L.L.C.,
Richard Edwin Drewry
December 04, 2009 Temporary Order Of Prohibition 0800390
Centennial-Financial Group December 07, 2009 Temporary Order Of Prohibition 0900405
Donway Financial Services December 07, 2009 Order Of Prohibition 0900423
Ervin Robinson,
Shirley Robinson,
Vision Financial Partners L.L.C.,
Vision Trading Partners L.L.C.
December 07, 2009 Order Of Prohibition 0900213
New Century Financial Creations & Consulting Inc.,
Nalita Scott
December 07, 2009 Order Of Prohibition 0800540
New Credit Association Inc. December 07, 2009 Temporary Order Of Prohibition 0900214
Prudent International Inc. December 07, 2009 Temporary Order Of Prohibition 0900191
Russell H. Swenson,
05914 Inc.
December 07, 2009 Consent Order Of Prohibition 0800504
W & W Brokerage L.L.C.,
Estrallita Willis
December 07, 2009 Consent Order Of Prohibition 0800474
Mark Winters December 09, 2009 Notice Of Hearing 0900456
George N. Stokas December 10, 2009 Order Of Prohibition 0900273
Quantum Biomod Corporation,
David A. Goodman
December 11, 2009 Consent Order Of Prohibition And Fine 0400601
James Parker,
Goblackbiz,
A/K/A Gobiackbiz.Com,
Goblackbook,
A/K/A Goblackbook.Net,
P.M. Ideas
December 14, 2009 Order Of Prohibition 0900367
A.I.R. Inc.,
Michael W. Smith
December 15, 2009 Consent Order To Continue Temporary Order 0900155
Brian T. Williamson,
Here To Help Products Inc.
December 15, 2009 Consent Order 0900291
Great Value Referrals December 15, 2009 Temporary Order Of Prohibition 0900513
Beckford Financial Services December 18, 2009 Order Of Prohibition 0900481
Frederick G. Billings,
Freedom Tax Solutions Inc.
December 18, 2009 Temporary Order Of Prohibition 0800564
First Line Lending December 18, 2009 Order Of Prohibition 0800457
Richard R. Kelsey,
Ispottedyou.Com Inc.
December 28, 2009 Temporary Order Of Prohibition 0900436
The Coffee Man Inc. December 28, 2009 Order To Cease And Desist 0800484
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