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Search Criteria: Begin Date "12-01-2007" End Date "12-31-2007"
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Name of Respondent(s) Date Type of Action File Number
Alfred B. Blaikie I I I December 03, 2007 Consent Order Of Withdrawal 0700295
Christopher Turner,
Monument Peak Investments L.L.C.
December 03, 2007 Temporary Order Of Prohibition 0700205
Onesource Financial Group L.L.C.,
Alex Roderick,
Mark Lebowitz
December 03, 2007 Order Of Prohibition 0600370
Parkers And Associates December 03, 2007 Order Of Prohibition 0700338
Rose Realty Advisors Inc. December 03, 2007 Temporary Order Of Prohibition 0700011
Samuel K. Koltun December 04, 2007 Notice Of Hearing 0700489
Brad A. Weaver December 05, 2007 Order Of Prohibition 0500009
Woods And Sheldon December 05, 2007 Order Of Prohibition 0500436
Earl D. Click December 06, 2007 Notice Of Hearing 0700447
John F. Kavalec December 06, 2007 Order Of Prohibition And Suspension 0600386
R. Alan Jamieson December 06, 2007 Order Of Prohibition 0500534
Danco Plastics Inc.,
Danny W. Davis
December 07, 2007 Order Of Prohibition 0600265
Michael J. Riley,
Mortgage Specialist Inc
December 07, 2007 Notice Of Hearing 0700376
The Mora Group Inc.,
Julio C. Mora Jr.
December 07, 2007 Order Of Prohibition 0600339
Paul S. Shechter December 10, 2007 Temporary Order Of Prohibition And Suspension 0700550
Jemnh Insurance Services Inc.,
John Marsh
December 13, 2007 Order Of Prohibition 0500282
Mazumah International Inc. December 13, 2007 Order Of Prohibition 0700067
Quantum Biomod Corporation,
David A Goodman
December 13, 2007 Notice Of Hearing 0700548
Theodore Robinson,
A/K/A Ted Robinson,
D/B/A Renaissance Gate International Inc.
December 13, 2007 Order Of Prohibition 0700287
Alliance Financial Services Of Illinois Ltd.,
Burton Stern
December 14, 2007 Notice Of Hearing 0300674
Hopkins Financial Services Inc. December 14, 2007 Notice Of Hearing 0700529
John F. Tyus December 14, 2007 Order Of Revocation 0600553
Olsen Acquisitions December 14, 2007 Temporary Order Of Prohibition 0700552
Daniel V. Sanchez,
Norberto Falcon,
Sanchez And Associates Marketing
December 19, 2007 Order Of Prohibition 0300843
F.C. Financial Inc.,
D/B/A Future Capital Financial Inc.,
Robert G. Nelson
December 19, 2007 Order Of Prohibition 0700249
Robert Loncarevic,
D/B/A Innovative Financial Solutions & Acquisitions
December 19, 2007 Notice Of Hearing 0600110
Evan K. Davis December 20, 2007 Consent Order Of Withdrawal 0700248
Guy Williams December 20, 2007 Notice Of Hearing 0600545
Unified Worldwide Transport L.L.C.,
A/K/A Unified Worldwide Telecom,
Betty Gail Howard,
K.K.J. Holdings L.L.C.,
James K. Jedynak
December 20, 2007 Notice Of Hearing 0700099
Adley Wahab,
A/K/A Adley Husni Abdulwahab,
A & O Life Fund L.L.C.,
A & O Bonded Life Settlements L.L.C.,
A & O Life Fund Management L.L.C.,
A & O Bonded Life Assets
December 21, 2007 Temporary Order Of Prohibition 0700042
Automated Internet Group December 21, 2007 Summary Order To Cease And Desist 0700469
Chad Eric Steiner December 27, 2007 Order Of Prohibition 0500327
Gary Goldman,
Global Enterprises Network Inc.,
International Quality Leadership Institute
December 28, 2007 Notice Of Hearing 0700365
P.H. Consulting December 28, 2007 Order Of Prohibition 0600425
Metlife Securities Inc. December 31, 2007 Notice Of Hearing 0500451
Lorentzo Theofanidis December 31, 2007 Consent Order Of Withdrawal 0600304
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