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Search Criteria: Begin Date "08-01-2011" End Date "08-31-2011"
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Name of Respondent(s) Date Type of Action File Number
Gregory Arthur Niebler August 02, 2011 Summary Order Of Prohibition 1000459
Inaki Eguizabal August 02, 2011 Notice Of Hearing 1100135
James Raney August 02, 2011 Notice Of Hearing 1100223
Barry Patrick Mctiernan August 02, 2011 Notice Of Hearing 1100159
Fran Span Global L.L.C.,
The Healthy Life Style Place Of Oak Park L.L.C.,
Physicians Wellcare Centers Of America
August 04, 2011 Consent Order To Continue 1100208
Kph/Invest Inc. August 05, 2011 Amended Notice Of Hearing 1100046
Genadi Yagodayev,
Rockford Funding Group L.L.C.
August 08, 2011 Order Of Prohibition 1000073
Michael Franks L.L.C.,
Michael Franks Alternative Fund L.L.C.,
Michael Morawski,
Frank Constant
August 08, 2011 Notice Of Hearing 0700224
Mark L. Borst,
Nicolas Hindman,
Mel Krumdick,
Todd Dyer,
Midwest Farmland Limited Partnership,
Midwest Farmland Managment Corporation,
Midwest Farmland Acquisitions,
American Farmland Partners Corporation,
Agricultural Network Corporation
August 09, 2011 Order Of Prohibition 1000325
Steven Howard Delott August 10, 2011 Summary Order Of Prohibition 0900272
U.B.S. Securities L.L.C.,
U.B.S. Financial Services Inc.
August 10, 2011 Consent Order 0800191
U.B.S. Securities L.L.C.,
U.B.S. Financial Services Inc.
August 10, 2011 Notice Of Hearing 0800191
G.H.P. Capital Corp. August 11, 2011 Consent Order Of Prohibition 0900508
Amston Capital L.L.C,
Stratcap L.L.C,
Christopher Green
August 15, 2011 Temporary Order Of Prohibition 1000191
Kery S. Hutner August 24, 2011 Consent Order Of Withdrawal Of Application 1I00I94
James Raney August 26, 2011 Consent Order 1100223
Cor Development Group Inc.,
Alberto B. Colon,
Artemio Rivera
August 29, 2011 Temporary Order Of Prohibition 0900382
Luxman Trading Concepts August 29, 2011 Order Of Prohibition 1000287
Mark L. Borst,
Nicolas Hindman,
Mel Krumdick,
Todd Dyer,
Midwest Farmland Limited Partnership,
Midwest Farmland Management Corporation,
Midwest Farmland Acquisitions,
American Farmland Partners Corporation,
Agricultural Network Corporation
August 29, 2011 Notice Of Hearing 1000325
Mohammed I. Khan,
Ink Global Consulting Inc.,
Ink Global L.L.C.,
Ink Global Capital L.L.C.
August 31, 2011 Temporary Order Of Prohibition 1000399
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom. Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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