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Search Criteria: Begin Date "08-01-2007" End Date "08-31-2007"
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Name of Respondent(s) Date Type of Action File Number
Blake J. Shanaphy August 07, 2007 Order Of Revocation 0600094
K & G Marketing Inc.,
Gregory M. Mooney
August 09, 2007 Notice Of Hearing 0400211
Paul Andrew Niess August 09, 2007 Notice Of Hearing 0400211
Gary E. Bidzinski August 13, 2007 Consent Order Of Suspension 0500445
Range Energy Inc.,
J & L Enterprises Inc.,
2000 Oil And Gas Fund
August 13, 2007 Temporary Order Of Prohibition 0600496
Digital Entenainment Corporation,
Ernest Lamonica
August 14, 2007 Order Of Prohibition 0500335
Felix L. Daniel Sr.,
R.Y.M. Technology Holdings L.L.C.,
D/B/A R.Y.M. Technology L.L.C.
August 14, 2007 Order Of Prohibition 0600670
Michael Bill August 15, 2007 Consent Order 0600377
William R. Nuxoll August 15, 2007 Consent Order 0200608
Flynn L. Andrew August 17, 2007 Notice Of Hearing 0700272
Eric Johnson,
Brent Hurt,
H.D. Brent & Company,
H.D.B Advisors Inc.
August 21, 2007 Notice Of Hearing 0500500
Global Currency Advisors Inc.,
Wealth Management Advisory Inc.,
Precious Metals International Ltd.
August 21, 2007 Order Of Prohibition 0600366
Wilfredo A. Carbonquillo August 21, 2007 Order Of Revocation 0600586
Infinex Investments Inc. August 22, 2007 Consent Order Of Fine 0600605
Carl West,
Midwest Gap Enterprises
August 23, 2007 Order Of Prohibition 0500688
William J. Murphy August 31, 2007 Temporary Order Of Prohibition 0600604
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