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Search Criteria: Begin Date "08-01-2006" End Date "08-31-2006"
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Name of Respondent(s) Date Type of Action File Number
Illini Bio-Energy L.L.C. August 01, 2006 Order To Dismiss 0500075
Illinl Bio-Energy L.L.C. August 01, 2006 Notich Of Hearing 0500075
Michael J. Crook,
Z Touch Systems Inc.
August 01, 2006 Consent Order To Continue Temporary Order 0500002
Rocco N. Graziosi August 01, 2006 Order Of Denial 0600038
Roderick James Rieman,
Innovative Financial Services Inc.
August 01, 2006 Consent Order To Continue Temporary Order 0500002
T.A. Financial August 01, 2006 Temporary Order Of Prohibition 0600325
Michael J. Crook,
Z Touch Systems Inc
August 01, 2006 Consent Order To Continue Temporary Order 0600051
Roderick James Rieman,
Innovative Financial Services Inc.
August 01, 2006 Consent Order To Continue Temporary Order 0600051
Arthur J. Booze August 02, 2006 Order Of Revocation 0500642
Curtis Aviation Services Inc.,
Michael H. Curtis
August 02, 2006 Consent Order 0300884
Euro Pacific Capital Inc. August 08, 2006 Amended Notice Of Hearing 0600201
J P Finance August 08, 2006 Temporary Order Of Prohibition 0600437
Scott H. Gitomer August 09, 2006 Notice Of Hearing 0500689
Sergio M. Rovner August 09, 2006 Notice Of Hearing 0600030
Windham Securities Inc. August 09, 2006 Order Of Dismissal 0600207
Firstline Financing August 11, 2006 Temporary Order Of Prohibition 0600342
Cannodale Securities L.L.C. August 14, 2006 Order Of Cancellation 0600393
Stonington Corporation August 14, 2006 Amended Notice Of Hearing 0600211
David A. Rourke Sr. August 17, 2006 Summary Order Of Denial 0600397
Hughes Energy Inc. August 17, 2006 Notice Of Hearing 0500536
Western Growers Financial Services Inc. August 17, 2006 Consent Order Of Fine 0600289
Judah Indig August 21, 2006 Consent Order Of Revocation 0500635
Eagle Vending Systems Corp. August 22, 2006 Order To Cease And Desist 0300163
Freetel Inc. August 22, 2006 Order To Cease And Desist 0300134
Max J. Silberman August 23, 2006 Consent Order Of Withdrawal 0500100
Fidelity Assurance Associates L.L.C. August 25, 2006 Notice Of Hearing 0400451
Timothy James Duma August 28, 2006 Consent Order Of Revocation 0500427
William H. Lofthus,
Lofthus Financial Inc.,
Lofthus Financial Services Inc.,
Lofthus And Associates,
Lofthus Inc.,
G.M.G. Private Properties
August 28, 2006 Order Of Prohibition 0600143
Larry M. Phillips August 30, 2006 Notice Of Hearing 0500301
William H. Lofthus,
Lofthus Financial Inc.,
Lofthus Financial Services Inc.,
Lofthus And Associates,
Lofthus Inc.,
G.M.G. Private Properties
August 30, 2006 Notice Of Hearing 0600143
Timothy R. Touloukian August 31, 2006 Summary Order Of Denial 0600467
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