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Search Criteria: Begin Date "08-01-2004" End Date "08-31-2004"
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Name of Respondent(s) Date Type of Action File Number
Gerard Robert Celmer August 03, 2004 Notice Of Hearing 0100756
Gordon J. Vandeveld,
Fxtrade Financial L.L.C.
August 04, 2004 Order Of Prohibition 0400214
James E. Zogby August 06, 2004 Notice Of Hearing 0400324
Bruce E. Carlson August 13, 2004 Consent Order Of Withdrawal 0400068
Joseph Larocca August 13, 2004 Notice Of Hearing 0400305
Janney Montgomery Scott L.L.C. August 16, 2004 Consent Order Of Censure 0300927
Landmark Financial,
Mutual Insurance
August 16, 2004 Order Of Prohibition 0400269
Joseph W. Hagan August 17, 2004 Notice Of Hearing 0400307
Networker2000,
A/K/A/ N2k,
Wealth Builders International,
Terry Harris
August 18, 2004 Consent Order Of Prohibition And Fine 0300182
Ralph W. Russell August 18, 2004 Notice Of Hearing 0400304
The Stonehedge Group Inc.,
Joseph Cucinello
August 18, 2004 Order Of Prohibition 0200136
Robert E. Faulkner August 23, 2004 Consent Order Of Withdrawal 0400086
H J M International Trading Ltd.,
Humberto J. Martinez
August 25, 2004 Order Of Prohibition And Fine 0201001
W. Craig And Company,
Auctions For Income,
Elijah Rubin,
Dave Espino
August 27, 2004 Summary Order To Cease And Desist 0400136
Mark W. Lamb August 30, 2004 Consent Order Of Revocation 0400016
Scott D. Sutherland August 30, 2004 Summary Order Of Denial 0400468
Thomas F. Lagana August 30, 2004 Consent Order Of Withdrawal 0300926
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